Ng Carey 4
4 · Immix Biopharma, Inc. · Filed Jun 21, 2024
Insider Transaction Report
Form 4
Ng Carey
Director
Transactions
- Award
Stock Option (Right to Buy)
2024-06-11+33,000→ 33,000 totalExercise: $2.04Exp: 2034-06-11→ Common Stock (33,000 underlying)
Holdings
- 10,000
Common Stock
- 1,025,221(indirect: See footnote)
Common Stock
Footnotes (2)
- [F1]Carey Ng is the Managing Director of Mesa Verde Venture Partners III, LP ("Mesa Verde") and in such capacity has the right to vote and dispose of the securities held by such entity. Mr. Ng disclaims beneficial ownership of the securities held by Mesa Verde, except to the extent of his pecuniary interest therein.
- [F2]The Stock Option will vest in twelve (12) equal monthly installments following the date of grant, subject to the Reporting Person's continued service on the Board of Directors.