Ng Carey 4
4 · Immix Biopharma, Inc. · Filed Aug 19, 2024
Insider Transaction Report
Form 4
Ng Carey
Director
Transactions
- Purchase
Common Stock
2024-08-16$1.86/sh+10,000$18,600→ 20,000 total
Holdings
- 1,025,221(indirect: See footnote)
Common Stock
Footnotes (2)
- [F1]This transaction was executed in multiple trades at prices ranging from $1.84 to $1.915, inclusive. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
- [F2]Carey Ng is the Managing Director of Mesa Verde Venture Partners III, LP ("Mesa Verde") and in such capacity has the right to vote and dispose of the securities held by such entity. Mr. Ng disclaims beneficial ownership of the securities held by Mesa Verde, except to the extent of his pecuniary interest therein.