Beuerlein Tyler 5
5 · SHF Holdings, Inc. · Filed Dec 27, 2024
Insider Transaction Report
Form 5
Beuerlein Tyler
Chief Business Develop Officer
Transactions
- Tax Payment
Class A Common Stock
2023-12-31$1.42/sh−6,203$8,808→ 363,397 total - Award
Class A Common Stock
2023-05-09+116,666→ 350,000 total - Exercise/Conversion
Class A Common Stock
2023-12-31+19,600→ 369,600 total - Award
Restricted Stock Units
2023-01-10+58,800→ 58,800 total→ Class A Common Stock (58,800 underlying) - Exercise/Conversion
Restricted Stock Units
2023-12-31−19,600→ 39,200 total→ Class A Common Stock (19,600 underlying)
Footnotes (4)
- [F1]Includes incentive stock options to purchase 233,334 shares of the Issuer's Class A Common Stock, which options expire ten years from October 4, 2022 (the grant date of such options) and have an exercise price per share equal to $6.67. 33% of the options vested on October 4, 2022, 33% of the options vested on October 4, 2023, and the remaining options shall vest on October 4, 2024. The Reporting Person is subject to a lockup agreement with the Issuer regarding the shares underlying these incentive stock options.
- [F2]The reported transaction involved the Reporting Person's receipt of 116,667 restricted stock units under the Issuer's 2022 Equity Incentive Plan, all of which vested immediately upon issuance.
- [F3]The restricted stock units issued to the Reporting Person convert into shares of Class A Common Stock on a one-for-one basis.
- [F4]On January 10, 2023, the Reporting Person was granted 58,800 restricted stock units under the Issuer's 2022 Equity Incentive Plan, which vest in three equal, annual installments beginning on December 31, 2023.