4//SEC Filing
Robinette Dale Thomas 4
Accession 0001493152-25-013945
CIK 0001083743other
Filed
Sep 16, 8:00 PM ET
Accepted
Sep 17, 8:15 PM ET
Size
8.9 KB
Accession
0001493152-25-013945
Insider Transaction Report
Form 4
Robinette Dale Thomas
Director
Transactions
- Purchase
Pre-Funded Warrant (right to buy)
2025-09-15+1,291→ 1,291 totalExercise: $0.00From: 2025-09-15→ Series A Convertible Preferred Stock (1,291 underlying) - Purchase
Common Stock Purchase Warrant (right to buy)
2025-09-15+6,075→ 6,075 totalExercise: $1.72From: 2025-09-15Exp: 2030-09-15→ Common Stock (6,075 underlying)
Footnotes (3)
- [F1]On September 15, 2025, the Reporting Person entered into an amended and restated securities purchase agreement with the Issuer pursuant to which the Reporting Person purchased 1,291 pre-funded warrants ("Pre-Funded Warrants") at a purchase price of $19.369 per Pre-Funded Warrant. The Reporting Person was also issued common stock warrants to purchase up to 6,075 shares of the Issuer's Common Stock.
- [F2]The Pre-Funded Warrants are exercisable immediately from the date of issuance and expire when exercised in full. Each Pre-Funded Warrant is exercisable for 1 share of the Company's Series A Convertible Preferred Stock, which may be converted into shares of Common Stock at an initial conversion price of $2.058 as subject to adjustments.
- [F3]The Common Warrants have an initial exercise price of $1.715 and is exercisable immediately from the date of issuance and expire 5 years from the date of issuance.
Documents
Issuer
Flux Power Holdings, Inc.
CIK 0001083743
Entity typeother
Related Parties
1- filerCIK 0001781328
Filing Metadata
- Form type
- 4
- Filed
- Sep 16, 8:00 PM ET
- Accepted
- Sep 17, 8:15 PM ET
- Size
- 8.9 KB