4//SEC Filing
PFENNIGER RICHARD C JR 4
Accession 0001493152-25-020219
CIK 0001412486other
Filed
Oct 29, 8:00 PM ET
Accepted
Oct 30, 4:15 PM ET
Size
7.6 KB
Accession
0001493152-25-020219
Insider Transaction Report
Form 4
PFENNIGER RICHARD C JR
Director
Transactions
- Award
Warrants
2025-10-28$1.39/sh+40,000$55,600→ 40,000 totalExercise: $1.24Exp: 2028-01-28→ Common Stock (40,000 underlying) - Award
Common Stock
2025-10-28+20,000→ 31,400 total
Footnotes (2)
- [F1]The Reporting Person purchased units at $1.39 per unit with each unit consisting of one share of common stock and a warrant to purchase two shares of common stock.The shares of common stock and warrants purchased are exempt from Section 16(b) of the Securities Exchange Act of 1934 by virtue of Rule 16b-3 thereunder, as it was approved by a Special Committee of the Board of Directors of the Issuer, which Special Committee consisted of two non-employee directors. The warrants were exercisable upon issuance.
- [F2]Includes shares of common stock issuable upon vesting of restricted stock units.
Documents
Issuer
Cocrystal Pharma, Inc.
CIK 0001412486
Entity typeother
Related Parties
1- filerCIK 0001200796
Filing Metadata
- Form type
- 4
- Filed
- Oct 29, 8:00 PM ET
- Accepted
- Oct 30, 4:15 PM ET
- Size
- 7.6 KB