Alessi William Rosario Jr 4
4 · ALPHA MODUS HOLDINGS, INC. · Filed Oct 31, 2025
Insider Transaction Report
Form 4
Alessi William Rosario Jr
DirectorChief Executive Officer10% Owner
Transactions
- Gift
Series C Preferred Stock
2025-10-30−430,000→ 3,870,000 total(indirect: By Trust)→ Class A Common Stock
Footnotes (2)
- [F1]Shares of Series C Preferred Stock are not convertible until 18 months following December 18, 2024, so long as a Trigger Event (as defined in the Second A&R Certificate of Incorporation of the issuer) has not occurred. Beginning 18 months following December 13, 2024, or following the occurrence of a Trigger Event, shares of Series C Preferred Stock are convertible at the Conversion Price. "Conversion Price" generally means a price per share equal to the lesser of either $10.00, or if no Trigger Event has occurred, 100% of the average of the 5 lowest closing bid prices of the common stock during the 10 days preceding conversion (the "Measurement Period"), not to exceed 100% of the lowest sales price on the last day of the Measurement Period, or following any Trigger Event, 50.0% of the average of the lowest closing bid prices of the common stock during the Measurement Period, not to exceed 50.0% of the lowest sales price on the last day of the Measurement Period.
- [F2]Shares sold to Chris Chumas (the Chief Sales Officer of the issuer) and his Roth IRA by the family trust of William Alessi (the CEO of the issuer) for nominal consideration (par value).