Goldberger Daniel S 4
4 · electroCore, Inc. · Filed Jan 28, 2026
Research Summary
AI-generated summary of this filing
electroCore (ECOR) CEO Daniel Goldberger Receives Award
What Happened
- Daniel S. Goldberger, CEO of electroCore, reported two "A" (grant/award or other acquisition) transactions on Jan 26, 2026: 20,375 shares acquired at $7.47 each (total $152,201) and 26,000 shares acquired at $0.00 (total $0). Combined, the filings show 46,375 shares recorded on that date. Both entries are reported as awards/grants rather than open-market purchases or sales.
Key Details
- Transaction date: January 26, 2026. Form filed: January 28, 2026 (filed within the typical 2-business-day Form 4 window).
- Prices and totals: 20,375 shares @ $7.47 = $152,201; 26,000 shares @ $0.00 = $0.
- Transaction code: "A" (grant/award/other acquisition).
- Footnote F1: The grant represents Restricted Stock Units (RSUs) that vest 33% on each of the first three anniversaries of the grant date, subject to continued service, and may accelerate in certain change-in-control/severance scenarios.
- Footnotes F2–F4: The filing also references previously issued RSUs totaling (in those notes) 165,000 shares (75,000 + 50,000 + 40,000) with various vested and unvested portions and future vesting dates; those unvested RSUs were previously reported when granted.
- Post-transaction beneficial ownership: the Form 4 did not state a single consolidated "shares owned after transaction" total in the material provided here.
Context
- These entries are awards of RSUs (code A). RSU grants are common executive compensation and do not represent an open-market purchase (a more direct bullish signal) or a sale. The entry showing a nonzero price ($7.47) likely reflects a reported acquisition value for a portion of shares; the other entry at $0.00 is the grant of RSUs. The filing appears timely under Form 4 rules.
Insider Transaction Report
Form 4
Goldberger Daniel S
DirectorChief Executive Officer
Transactions
- Award
Common Stock
2026-01-26$7.47/sh+20,375$152,201→ 312,940 total - Award
Common Stock
[F1][F2][F3][F4]2026-01-26+26,000→ 338,940 total
Footnotes (4)
- [F1]Represents a grant of Restricted Stock Units of the Issuer. The grant vests (i) with respect to 33% of the underlying shares of Common Stock on each of the first, second, and third anniversaries of the date of grant, in each case provided that the Reporting Person remains in continuous service with the Issuer or an affiliate through the applicable vesting date, and (ii) if and to the extent not already vested, in the case of termination of the Reporting Person without "cause" or resignation for "good reason" within two years after a "change in control" as such terms are defined in the Issuer's Executive Severance Policy.
- [F2]Includes 75,000 shares issuable pursuant to previously issued Restricted Stock Units: (i) 50,000 of such shares have vested and (ii) 25,000 of such shares will potentially vest on January 16, 2027. All such unvested shares were previously reported on a Form 4 filing at the time of grant.
- [F3]Includes 50,000 shares issuable pursuant to previously issued Restricted Stock Units: (i) 33,333 of such shares have vested and (ii) 16,667 of such shares will potentially vest on August 4, 2026. All such unvested shares were previously reported on a Form 4 filing at the time of grant.
- [F4]Includes 40,000 shares issuable pursuant to previously issued Restricted Stock Units: (i) 13,333 of such shares have vested and (ii)26,667 of such shares will potentially vest in one-half increments on each of January 18, 2027, and January 18, 2028. All such unvested shares were previously reported on a Form 4 filing at the time of grant.
Signature
/s/ John L. Cleary, II, attorney-in-fact|2026-01-28