Goldberger Daniel S 4

What Happened

• Daniel S. Goldberger, CEO of electroCore, reported two "A" (grant/award or other acquisition) transactions on Jan 26, 2026: 20,375 shares acquired at $7.47 each (total $152,201) and 26,000 shares acquired at $0.00 (total $0). Combined, the filings show 46,375 shares recorded on that date. Both entries are reported as awards/grants rather than open-market purchases or sales.

Key Details

• Transaction date: January 26, 2026. Form filed: January 28, 2026 (filed within the typical 2-business-day Form 4 window).
• Prices and totals: 20,375 shares @ $7.47 = $152,201; 26,000 shares @ $0.00 = $0.
• Transaction code: "A" (grant/award/other acquisition).
• Footnote F1: The grant represents Restricted Stock Units (RSUs) that vest 33% on each of the first three anniversaries of the grant date, subject to continued service, and may accelerate in certain change-in-control/severance scenarios.
• Footnotes F2–F4: The filing also references previously issued RSUs totaling (in those notes) 165,000 shares (75,000 + 50,000 + 40,000) with various vested and unvested portions and future vesting dates; those unvested RSUs were previously reported when granted.
• Post-transaction beneficial ownership: the Form 4 did not state a single consolidated "shares owned after transaction" total in the material provided here.

Context

• These entries are awards of RSUs (code A). RSU grants are common executive compensation and do not represent an open-market purchase (a more direct bullish signal) or a sale. The entry showing a nonzero price ($7.47) likely reflects a reported acquisition value for a portion of shares; the other entry at $0.00 is the grant of RSUs. The filing appears timely under Form 4 rules.