Opaleye Management Inc. 4

What Happened

• Opaleye Management Inc. (reported as a 10% owner) acquired 1,331 shares of Alpha Cognition Inc. (ACOG) on March 16, 2026. The weighted-average purchase price was $5.78 per share, for a total reported cost of $7,696. This transaction is coded as a purchase (P).

Key Details

• Transaction date: 2026-03-16; Filing date: 2026-03-18 (appears timely — filed within two business days).
• Price: Weighted average $5.78; purchase prices ranged from $5.76 to $5.79 (footnote F3).
• Shares acquired: 1,331; Total value: $7,696.
• Shares owned after transaction: Not disclosed in the provided excerpt of the filing.
• Footnotes of note:
  • F1/F2: Securities are held directly by Opaleye-managed vehicles (Opaleye, L.P. and a separately managed account); Opaleye Management is the investment/portfolio manager and may be deemed to beneficially own those holdings.
  • F3: Weighted-average price with a reported intra-range of $5.76–$5.79; breakdown available upon request to SEC/issuer/holders.
  • F4: Opaleye Management disclaims beneficial ownership except to the extent of its pecuniary interest.
• Filing timeliness: No late-filing flag provided; filing date suggests the Form 4 was submitted promptly.

Context

• This reporting party is an institutional 10% owner (investment manager for funds/accounts), not an executive officer; such institutional purchases reflect portfolio activity rather than insider executive trading.
• Purchases (code P) indicate acquisition of shares rather than sales or option exercises; purchases are often watched by retail investors as potentially informative, but they do not by themselves prove future stock performance.