Goerner Frederick C 4
4 · MOBIX LABS, INC · Filed May 4, 2026
Research Summary
AI-generated summary of this filing
MOBIX LABS (MOBX) Director Frederick C. Goerner Receives 19,805-Share Award
What Happened Frederick C. Goerner, a director of MOBIX LABS, received equity awards in the form of Restricted Stock Units (RSUs). The filing reports two award transactions: 14,805 RSUs granted on Feb 25, 2026 and 5,000 RSUs granted on Mar 30, 2026, both reported with an acquisition price of $0. The Feb. 25 award vested on Apr. 1, 2026. The reported share amounts have been adjusted following a 1-for-10 reverse stock split effected on Apr. 6, 2026.
Key Details
- Transactions: Grant/Award (code A)
- Feb 25, 2026: 14,805 RSUs @ $0 (vested Apr 1, 2026)
- Mar 30, 2026: 5,000 RSUs @ $0
- Total RSUs reported: 19,805 shares
- Filing date: May 4, 2026 (the Form 4 was filed more than two business days after the reported transaction dates)
- Shares owned after the transactions: not specified in the provided excerpt
- Notable footnotes:
- F1: Feb. 25 RSUs vested on Apr. 1, 2026
- F2: Beneficial ownership numbers adjusted for a 1-for-10 reverse split (Apr. 6, 2026)
- F3–F4 reference other option/convertible share details in the filing but do not change these RSU awards
- Reported acquisition price is $0 (award). Market value at vesting/market sale is not provided.
Context RSUs are awards that convert into shares when they vest; receiving RSUs is different from an open-market purchase and does not by itself indicate buying or selling activity by the insider. The Feb. 25 grant vested on Apr. 1, meaning those RSUs became shares then (subject to any company rules or tax withholding not detailed here). The Form 4 filing appears to have been submitted after the typical two-business-day reporting window.
Insider Transaction Report
- Award
Class A Common Stock
[F1][F2]2026-02-25+14,805→ 167,057 total - Award
Class A Common Stock
2026-03-30+5,000→ 172,057 total
- 2,000
Option (Right to Buy)
[F3]Exercise: $41.80Exp: 2030-08-10→ Class A Common Stock (2,000 underlying) - 13,341
Option (Right to Buy)
[F3]Exercise: $68.40Exp: 2032-04-04→ Class A Common Stock (13,341 underlying) - 21,739
Class B Common Stock
[F4]→ Class A Common Stock (21,739 underlying)
Footnotes (4)
- [F1]These Restricted Stock Units ("RSUs") were granted to the Reporting Person on February 25, 2026 and vested on April 1, 2026.
- [F2]The number of shares beneficially owned by the Reporting Person has been adjusted to account for rounding as a result of a 1-for-10 reverse stock split effected by the Issuer on April 6, 2026.
- [F3]These options are fully vested and exercisable.
- [F4]The shares of Class B Common Stock are convertible into shares of Class A Common Stock at the option of the Reporting Person, and will be automatically converted upon (i) a transfer by the Reporting Person (other than a permitted transfer) or (ii) the first trading day after the seventh anniversary date of the Closing Date (December 21, 2023).