Goerner Frederick C 4
Research Summary
AI-generated summary
MOBIX LABS (MOBX) Director Frederick C. Goerner Receives 19,805-Share Award
What Happened Frederick C. Goerner, a director of MOBIX LABS, received equity awards in the form of Restricted Stock Units (RSUs). The filing reports two award transactions: 14,805 RSUs granted on Feb 25, 2026 and 5,000 RSUs granted on Mar 30, 2026, both reported with an acquisition price of $0. The Feb. 25 award vested on Apr. 1, 2026. The reported share amounts have been adjusted following a 1-for-10 reverse stock split effected on Apr. 6, 2026.
Key Details
- Transactions: Grant/Award (code A)
- Feb 25, 2026: 14,805 RSUs @ $0 (vested Apr 1, 2026)
- Mar 30, 2026: 5,000 RSUs @ $0
- Total RSUs reported: 19,805 shares
- Filing date: May 4, 2026 (the Form 4 was filed more than two business days after the reported transaction dates)
- Shares owned after the transactions: not specified in the provided excerpt
- Notable footnotes:
- F1: Feb. 25 RSUs vested on Apr. 1, 2026
- F2: Beneficial ownership numbers adjusted for a 1-for-10 reverse split (Apr. 6, 2026)
- F3–F4 reference other option/convertible share details in the filing but do not change these RSU awards
- Reported acquisition price is $0 (award). Market value at vesting/market sale is not provided.
Context RSUs are awards that convert into shares when they vest; receiving RSUs is different from an open-market purchase and does not by itself indicate buying or selling activity by the insider. The Feb. 25 grant vested on Apr. 1, meaning those RSUs became shares then (subject to any company rules or tax withholding not detailed here). The Form 4 filing appears to have been submitted after the typical two-business-day reporting window.