Peterson James J 4
4 · MOBIX LABS, INC · Filed May 4, 2026
Research Summary
AI-generated summary of this filing
MOBIX LABS (MOBX) 10% Owner James J. Peterson Receives RSUs
What Happened
James J. Peterson (identified as a 10% owner) received equity awards from MOBIX LABS (MOBX). The filing reports two grants totaling 19,805 restricted stock units (RSUs): 14,805 RSUs reported on 2026-02-25 and 5,000 RSUs reported on 2026-03-30. Both grants show an acquisition price of $0.00 (no cash paid), so the reported purchase value is $0. The February 25 RSUs vested on April 1, 2026.
Key Details
- Transaction types: Award/Grant (code A) — RSUs
- Dates and amounts: 14,805 RSUs (2/25/2026); 5,000 RSUs (3/30/2026); total = 19,805 RSUs
- Price: $0.00 per share (awarded, not purchased)
- Vesting: Feb 25 grant vested Apr 1, 2026; vesting for the Mar 30 grant is not specified in the footnotes
- Filing: Form 4 filed 2026-05-04 covering the above transactions (appears later than the typical 2-business-day Form 4 deadline)
- Reverse split: Report notes a 1-for-10 reverse stock split effective Apr 6, 2026 — share amounts and option exercise prices were adjusted for rounding
- Additional footnotes: filing includes notes about fully vested options and Class B to Class A conversion mechanics, but those are ancillary to these RSU grants
Context
These transactions are awards (grants of RSUs) rather than open-market buys or sales, so they represent compensation/equity issuance rather than a direct bullish or bearish trade by the insider. As a 10% owner (not labeled as CEO/CFO here), Peterson’s activity is ownership-related; RSU vesting and conversion mechanics (and the reverse split adjustment) affect the timing and count of shares he ultimately holds. The later filing date may be worth noting for timely-disclosure observers.
Insider Transaction Report
- Award
Class A Common Stock
[F1][F2]2026-02-25+14,805→ 320,462 total - Award
Class A Common Stock
2026-03-30+5,000→ 325,462 total
- 2,000
Option (Right to Buy)
[F3]Exercise: $41.80Exp: 2030-08-10→ Class A Common Stock (2,000 underlying) - 13,341
Option (Right to Buy)
[F3]Exercise: $68.40Exp: 2032-04-04→ Class A Common Stock (13,341 underlying) - 144,927
Class B Common Stock
[F4]→ Class A Common Stock (144,927 underlying)
Footnotes (4)
- [F1]These Restricted Stock Units ("RSUs") were granted to the Reporting Person on February 25, 2026 and vested on April 1, 2026.
- [F2]The number of shares beneficially owned by the Reporting Person has been adjusted to account for rounding as a result of a 1-for-10 reverse stock split effected by the Issuer on April 6, 2026.
- [F3]These options are fully vested and exercisable.
- [F4]The shares of Class B Common Stock are convertible into shares of Class A Common Stock at the option of the Reporting Person, and will be automatically converted upon (i) a transfer by the Reporting Person (other than a permitted transfer) or (ii) the first trading day after the seventh anniversary date of the Closing Date (December 21, 2023).