Peterson James J 4

What Happened
James J. Peterson (identified as a 10% owner) received equity awards from MOBIX LABS (MOBX). The filing reports two grants totaling 19,805 restricted stock units (RSUs): 14,805 RSUs reported on 2026-02-25 and 5,000 RSUs reported on 2026-03-30. Both grants show an acquisition price of $0.00 (no cash paid), so the reported purchase value is $0. The February 25 RSUs vested on April 1, 2026.

Key Details

• Transaction types: Award/Grant (code A) — RSUs
• Dates and amounts: 14,805 RSUs (2/25/2026); 5,000 RSUs (3/30/2026); total = 19,805 RSUs
• Price: $0.00 per share (awarded, not purchased)
• Vesting: Feb 25 grant vested Apr 1, 2026; vesting for the Mar 30 grant is not specified in the footnotes
• Filing: Form 4 filed 2026-05-04 covering the above transactions (appears later than the typical 2-business-day Form 4 deadline)
• Reverse split: Report notes a 1-for-10 reverse stock split effective Apr 6, 2026 — share amounts and option exercise prices were adjusted for rounding
• Additional footnotes: filing includes notes about fully vested options and Class B to Class A conversion mechanics, but those are ancillary to these RSU grants

Context
These transactions are awards (grants of RSUs) rather than open-market buys or sales, so they represent compensation/equity issuance rather than a direct bullish or bearish trade by the insider. As a 10% owner (not labeled as CEO/CFO here), Peterson’s activity is ownership-related; RSU vesting and conversion mechanics (and the reverse split adjustment) affect the timing and count of shares he ultimately holds. The later filing date may be worth noting for timely-disclosure observers.