Green Allison 4
4 · SURO CAPITAL CORP. · Filed Jun 16, 2026
Research Summary
AI-generated summary of this filing
SuRo Capital (SSSS) CFO Allison Green Receives 60,000-Share Award
What Happened Allison Green, Chief Financial Officer (also Treasurer and Corporate Secretary) of SuRo Capital Corp. (SSSS), was granted 60,000 restricted shares on June 12, 2026 (award code A). Following a board-approved acceleration of vesting tied to the company's externalization, 41,815 of those shares were withheld on June 15, 2026 to satisfy tax obligations at a withholding price of $13.56 per share, totaling $567,011 (tax withholding code F).
Key Details
- Transaction dates: Grant on 2026-06-12 (60,000 restricted shares, $0.00 acquisition price); tax-withholding disposition on 2026-06-15 (41,815 shares withheld at $13.56, $567,011).
- Shares owned after transaction: Not specified in the filing.
- Vesting: New restricted shares under the Second Amended and Restated 2019 Equity Incentive Plan vest 1/3 on each of June 12, 2027, 2028 and 2029 (footnote F1). The board approved acceleration of unvested restricted shares effective June 15, 2026, subject to a lock-up that replicates original holding periods (footnote F2).
- Withholding: Shares were withheld to satisfy tax obligations (footnote F3); this withholding was exempt from Section 16(b) pursuant to Rule 16b-3.
- Filing timeliness: Form 4 was filed on 2026-06-16 and covers transactions on 6/12 and 6/15; the filing is timely.
Context This filing records an equity award and routine tax-withholding, not an open-market sale. The material action was the issuance/acceleration of restricted shares (award) with subsequent share withholding to cover taxes — common for vested equity and not a direct buy/sell signal. Transaction codes: A = award/grant; F = tax withholding.
Insider Transaction Report
- Award
Common Stock
[F1][F2]2026-06-12+60,000→ 249,805 total - Tax Payment
Common Stock
[F3][F2]2026-06-15$13.56/sh−41,815$567,011→ 207,990 total
Footnotes (3)
- [F1]Restricted shares granted under the SuRo Capital Corp. Second Amended and Restated 2019 Equity Incentive Plan, which vest as follows: 1/3 vests on June 12, 2027, 1/3 vests on June 12, 2028, and 1/3 vests on June 12, 2029.
- [F2]This total includes (i) restricted shares granted under the SuRo Capital Corp. Amended and Restated 2019 Equity Incentive Plan on December 15, 2023, December 10, 2024 and May 16, 2025, which are subject to certain vesting schedules; and (ii) restricted shares granted under the SuRo Capital Corp. Second Amended and Restated 2019 Equity Incentive Plan on November 21, 2025 and June 12, 2026, which are subject to certain vesting schedules. On June 15, 2026, in connection with the approval of the Company's externalization by its stockholders, the Board of Directors of the Company approved the acceleration of the vesting of the Reporting Person's unvested restricted shares, effective as of June 15, 2026, subject to the Reporting Person's entry into a lock-up agreement that replicates the holding periods of the existing vesting schedules applicable to such shares.
- [F3]Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on June 15, 2026. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.