Green Allison 4

What Happened Allison Green, Chief Financial Officer (also Treasurer and Corporate Secretary) of SuRo Capital Corp. (SSSS), was granted 60,000 restricted shares on June 12, 2026 (award code A). Following a board-approved acceleration of vesting tied to the company's externalization, 41,815 of those shares were withheld on June 15, 2026 to satisfy tax obligations at a withholding price of $13.56 per share, totaling $567,011 (tax withholding code F).

Key Details

• Transaction dates: Grant on 2026-06-12 (60,000 restricted shares, $0.00 acquisition price); tax-withholding disposition on 2026-06-15 (41,815 shares withheld at $13.56, $567,011).
• Shares owned after transaction: Not specified in the filing.
• Vesting: New restricted shares under the Second Amended and Restated 2019 Equity Incentive Plan vest 1/3 on each of June 12, 2027, 2028 and 2029 (footnote F1). The board approved acceleration of unvested restricted shares effective June 15, 2026, subject to a lock-up that replicates original holding periods (footnote F2).
• Withholding: Shares were withheld to satisfy tax obligations (footnote F3); this withholding was exempt from Section 16(b) pursuant to Rule 16b-3.
• Filing timeliness: Form 4 was filed on 2026-06-16 and covers transactions on 6/12 and 6/15; the filing is timely.

Context This filing records an equity award and routine tax-withholding, not an open-market sale. The material action was the issuance/acceleration of restricted shares (award) with subsequent share withholding to cover taxes — common for vested equity and not a direct buy/sell signal. Transaction codes: A = award/grant; F = tax withholding.