Fischel Nathan 4

What Happened

• Nathan Fischel, reported as a 10% owner, received a grant of 43,103 restricted share units (RSUs) on 2026-07-01. The reported acquisition price is $0.00, so there was no immediate cash paid or received. Each RSU represents the right to receive one share of Stereotaxis common stock upon vesting.

Key Details

• Transaction date: 2026-07-01; Transaction code: A (award/grant).
• Amount granted: 43,103 RSUs at $0.00 (no immediate dollar value realized).
• Vesting: RSUs vest on the earliest of (i) the 5th anniversary of the award, (ii) termination of the director’s service, or (iii) a Change of Control.
• Holdings after transaction: total post-grant holdings are not specified in the information provided here; see the full Form 4 for total beneficial ownership.
• Footnote: RSUs are held by funds managed by DAFNA Capital Management LLC; Dr. Fischel is CEO of DAFNA Capital Management, the funds’ investment manager/general partner.
• Filing timeliness: filing date equals report date (2026-07-01); no late filing flag indicated.

Context

• This is an equity award (not a market purchase or sale). Awards like RSUs create potential future ownership if vesting conditions are met and do not necessarily indicate immediate buying or selling intent. As a 10% owner acting through managed funds, this reflects institutional-level allocation via DAFNA-managed funds rather than a routine open-market trade by a company executive.