Peterson James J 4

What Happened James J. Peterson, reported as a 10% owner of MOBIX LABS, INC. (MOBX), was granted/acquired 13,660 shares via a restricted stock unit (RSU) award on June 30, 2026. The Form 4 lists an acquisition price of $0.00 for the 13,660 shares; the RSUs were granted on June 30, 2026 and vested on July 1, 2026 (see footnote F1). This is an award/grant (transaction code A), not an open-market purchase or sale.

Key Details

• Transaction date: June 30, 2026 (RSUs vested July 1, 2026 per footnote F1).
• Price reported: $0.00 per share; total acquisition value reported as $0 (award/grant).
• Shares acquired: 13,660 RSUs.
• Shares owned after transaction: not specified in the supplied filing.
• Filing date: July 2, 2026 — appears timely (Form 4s are normally due within two business days).
• Relevant footnotes from the filing:
  • F1: RSUs granted June 30, 2026 and vested July 1, 2026.
  • F2: Options (if any referenced) are fully vested and exercisable.
  • F3: Class B common shares held by the reporting person are convertible into Class A common shares at the holder’s option and will auto-convert on certain transfers or on the first trading day after the seventh anniversary of the Closing Date (Closing Date: Dec 21, 2023).

Context

• RSU grants/vests are compensation events rather than open-market buys; the $0 acquisition price reflects an award rather than a cash purchase. The economic/taxable value to the insider is generally based on the stock’s market price at vesting, which this Form 4 does not state.
• As a 10% owner, Peterson’s holdings and conversions (per F3) may be subject to special reporting and ownership rules; the filing’s footnotes clarify vesting/conversion mechanics rather than indicate trading intent.
• No sale or exercise-for-cash was reported in this filing.