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CAPITAL ONE FINANCIAL CORP·4

Apr 9, 4:40 PM ET

LaPrade,III Frank G. 4

Research Summary

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Capital One (COF) Frank G. LaPrade III Receives RSU Award

What Happened
Frank G. LaPrade III, Chief Enterprise Services Officer at Capital One (COF), was granted 11,041 restricted stock units (RSUs) on 2026-04-07. The award was reported at $0.00 per unit (no cash purchase); RSUs are a contingent right to receive shares if and when they vest.

Key Details

  • Transaction date: 2026-04-07; type: Award/Grant (Code A) — 11,041 RSUs @ $0.00 (total reported $0).
  • Vesting: Per footnote F1, the award vests in 1/3 increments beginning April 7, 2027 and annually thereafter. Each RSU equals a contingent right to one share upon vesting.
  • Shares owned after transaction: Not specified in the filing; footnote F2 notes the reporting person's equivalent share ownership in the Company 401(k) plan as of the latest transaction.
  • Filing timeliness: Report filed 2026-04-09 for a 2026-04-07 transaction (appears timely).
  • No sale or purchase of shares occurred; this is a compensation award.

Context
RSU grants are a common form of executive compensation. They are not an immediate purchase or sale and do not indicate an immediate change in the insider’s cash position. Vesting schedule means the recipient must remain employed to receive shares over the next two years (one-third each year starting 4/7/2027).