INTREXON CORP 4
4 · INTREXON CORP · Filed Aug 15, 2013
Insider Transaction Report
Form 4
HORNER LARRY D /FA
Director
Transactions
- Conversion
Common Stock
2013-08-13+57,142→ 61,221 total - Conversion
Common Stock
2013-08-13$16.00/sh+3,204$51,264→ 64,425 total - Conversion
Series E Convertible Preferred Stock
2013-08-13−100,000→ 0 total→ Common Stock (57,142 underlying) - Conversion
Series E Convertible Preferred Stock Dividend
2013-08-13$16.00/sh−0$0→ 0 totalExercise: $16.00→ Common Stock (3,204 underlying)
Footnotes (3)
- [F1]The indicated shares represent the number of shares received upon conversion of the Issuer's Convertible Preferred Stock, indicated by Series in Table II.
- [F2]Effective upon the closing of the Issuer's firm commitment underwritten initial public offering of its Common Stock, the shares of Convertible Preferred Stock automatically converted at a ratio of 1.75-to-1 into the number of shares of Common Stock shown in column 7. The shares of Convertible Preferred Stock had no expiration date.
- [F3]Effective upon the closing of the Issuer's firm commitment underwritten initial public offering all accrued dividends with respect to the shares of Convertible Preferred Stock were converted into shares of Common Stock at the then current fair market value, or $16.00 per share. Payment for partial shares was issued in the form of a monetary refund by the Issuer.