Insider · CIK 0001101233

HORNER LARRY D /FA

Reports to the SEC for 6 companies · PUTNAM VALLEY, NY

sec.gov

Transactions

Companies

Filings

CIK

0001101233

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2015-03-12	PGENPRECIGEN, INC.A Award	Director	AAward	+1,474 sh	$47.48	+$70K	68,507
2015-03-12	PGENPRECIGEN, INC. · Option to Purchase Common Stock (Right to Buy)A Award	Director	AAward	+15K sh	—	—	15,000
2014-03-20	PGENPRECIGEN, INC.A Award	Director	AAward	+2,278 sh	$30.72	+$70K	67,033
2014-03-20	PGENPRECIGEN, INC. · Option to Purchase Common Stock (Right to Buy)A Award	Director	AAward	+15K sh	—	—	15,000
2014-01-20	PGENPRECIGEN, INC.A Award	Director	AAward	+20 sh	$36.82	+$736.4	64,755
2013-12-17	PGENPRECIGEN, INC.A Award	Director	AAward	+112 sh	$19.83	+$2,220.96	64,735
2013-11-07	PGENPRECIGEN, INC.A Award	Director	AAward	+42 sh	$17.65	+$741.3	64,623
2013-10-31	PGENPRECIGEN, INC.A Award	Director	AAward	+35 sh	$21.20	+$742	64,581
2013-10-27	PGENPRECIGEN, INC.A Award	Director	AAward	+34 sh	$22.02	+$748.68	64,546
2013-09-19	PGENPRECIGEN, INC.A Award	Director	AAward	+31 sh	$23.70	+$734.7	64,512
2013-09-10	PGENPRECIGEN, INC.A Award	Director	AAward	+56 sh	$26.76	+$1,498.56	64,481
2013-08-13	PGENPRECIGEN, INC. · Series E Convertible Preferred Stock DividendC Conversion	Director	CConversion	0 sh	$16.00	$0	0
2013-08-13	PGENPRECIGEN, INC.C Conversion	Director	CConversion	+3,204 sh	$16.00	+$51.3K	64,425
2013-08-13	PGENPRECIGEN, INC.C Conversion	Director	CConversion	+57.1K sh	—	—	61,221
2013-08-13	PGENPRECIGEN, INC. · Series E Convertible Preferred StockC Conversion	Director	CConversion	−100K sh	—	—	0
2011-04-13	CLINICAL DATA INCStock Option (right to buy)D Disposition to Issuer	Director	DDisposition to Issuer	−15K sh	$6.97	−$105K	0
2011-04-13	CLINICAL DATA INCDeferred Stock UnitD Disposition to Issuer	Director	DDisposition to Issuer	−2,068 sh	$30.00	−$62K	0
2011-04-12	CLINICAL DATA INCU Disposition from Tender	Director	UDisposition from Tender	−21.3K sh	$30.00	−$640K	0
2011-04-12	CLINICAL DATA INCWarrant (common stock)D Disposition to Issuer	Director	DDisposition to Issuer	+6,913 sh	$17.03	+$118K	0
2011-04-12	CLINICAL DATA INCU Disposition from Tender	Director	UDisposition from Tender	−138K sh	$30.00	−$4.15M	0
2011-04-12	CLINICAL DATA INCWarrant (common stock)D Disposition to Issuer	Director	DDisposition to Issuer	−3,750 sh	$14.40	−$54K	0
2010-09-16	CLINICAL DATA INCA Award	Director	AAward	+7,600 sh	—	—	138,195
2009-09-17	CLINICAL DATA INCA Award	Director	AAward	+9,000 sh	—	—	130,595
2007-11-30	UTSIUTSTARCOM HOLDINGS CORP.A Award	Director	AAward	+24.3K sh	—	—	39,186
2007-11-30	UTSIUTSTARCOM HOLDINGS CORP. · Stock option (right to buy)A Award	Director	AAward	+48.6K sh	—	—	48,621
2007-01-25	NEW RIVER PHARMACEUTICALS INCStock Option (right to buy)A Award	Director	AAward	+20K sh	—	—	20,000
2007-01-03	NEW RIVER PHARMACEUTICALS INCStock Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−5,000 sh	—	—	0
2007-01-03	NEW RIVER PHARMACEUTICALS INCM Exercise/Conversion	Director	MExercise/Conversion	+10K sh	$11.60	+$116K	15,000
2007-01-03	NEW RIVER PHARMACEUTICALS INCM Exercise/Conversion	Director	MExercise/Conversion	+5,000 sh	$4.00	+$20K	5,000
2007-01-03	NEW RIVER PHARMACEUTICALS INCStock Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−10K sh	—	—	40,000
2007-01-03	NEW RIVER PHARMACEUTICALS INCS Sale	Director	SSale	−15K sh	$54.83	−$822K	0
2006-11-09	NEW RIVER PHARMACEUTICALS INCS Sale	Director	SSale	−10K sh	$50.77	−$508K	15,000
2006-11-09	NEW RIVER PHARMACEUTICALS INCS Sale	Director	SSale	−60K sh	$50.77	−$3.05M	0
2006-11-09	NEW RIVER PHARMACEUTICALS INCM Exercise/Conversion	Director	MExercise/Conversion	+60K sh	$1.29	+$77.4K	60,000
2006-11-09	NEW RIVER PHARMACEUTICALS INCStock Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−60K sh	—	—	0
2006-06-26	UTSIUTSTARCOM HOLDINGS CORP. · Share Purchase Rights (right to buy)A Award	Director	AAward	+11.4K sh	—	—	11,376
2006-06-13	CLINICAL DATA INCP Purchase	Director	PPurchase	+9,218 sh	$16.27	+$150K	14,218
2006-06-13	CLINICAL DATA INCP Purchase	Director	PPurchase	+9,218 sh	$16.27	+$150K	21,343
2006-06-13	CLINICAL DATA INCWarrantP Purchase	Director	PPurchase	+4,609 sh	—	—	4,609
2006-06-13	CLINICAL DATA INCWarrantP Purchase	Director	PPurchase	+4,609 sh	—	—	4,609
2006-04-27	UTSIUTSTARCOM HOLDINGS CORP. · Stock Option (right to buy)A Award	Director	AAward	+20.7K sh	—	—	20,675
2005-11-17	CLINICAL DATA INCA Award	Director	AAward	+10K sh	$19.56	+$196K	12,125
2005-11-17	CLINICAL DATA INCWarrantA Award	Director	AAward	+5,000 sh	—	—	5,000
2005-08-19	NEW RIVER PHARMACEUTICALS INCS Sale	Director	SSale	−5,000 sh	$36.95	−$185K	25,000
2005-02-14	ATLANTIS PLASTICS INCStock Option (Right to Buy)M Exercise/Conversion	Director	MExercise/Conversion	−10K sh	$6.25	−$62.5K	0
2005-02-14	ATLANTIS PLASTICS INCM Exercise/Conversion	Director	MExercise/Conversion	+10K sh	$6.25	+$62.5K	10,000
2004-09-23	UTSIUTSTARCOM HOLDINGS CORP.P Purchase	Director	PPurchase	+275 sh	$14.69	+$4,039.75	31,775
2004-09-23	UTSIUTSTARCOM HOLDINGS CORP.P Purchase	Director	PPurchase	+1,500 sh	$14.78	+$22.2K	31,500
2004-09-22	UTSIUTSTARCOM HOLDINGS CORP.P Purchase	Director	PPurchase	+6,500 sh	$14.06	+$91.4K	26,500
2004-09-22	UTSIUTSTARCOM HOLDINGS CORP.P Purchase	Director	PPurchase	+3,500 sh	$13.99	+$49K	30,000

Recent filings

Accepted (ET)
Mar 234
INTREXON CORP0001356090-15-000019
SEC(opens sec.gov)
Mar 244
INTREXON CORP0001498902-14-000043
SEC(opens sec.gov)
Jan 224
INTREXON CORP0001498902-14-000013
SEC(opens sec.gov)
Dec 184
INTREXON CORP0001498902-13-000106
SEC(opens sec.gov)
Nov 124
INTREXON CORP0001498902-13-000096
SEC(opens sec.gov)
Nov 44
INTREXON CORP0001498902-13-000091
SEC(opens sec.gov)
Oct 294
INTREXON CORP0001498902-13-000078
SEC(opens sec.gov)
Sep 234
INTREXON CORP0001498902-13-000068
SEC(opens sec.gov)
Sep 124
INTREXON CORP0001498902-13-000061
SEC(opens sec.gov)
Aug 154
INTREXON CORP0001498902-13-000046
SEC(opens sec.gov)
Apr 144
HORNER LARRY D /FA0001209191-11-022903
SEC(opens sec.gov)

Companies

Address

370 LAKE SHORE ROAD

PUTNAM VALLEY, NY, 10579