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4//SEC Filing

RADY ERNEST S 4

Accession 0001500217-22-000127

CIK 0001500217other

Filed

Nov 1, 8:00 PM ET

Accepted

Nov 2, 4:38 PM ET

Size

13.3 KB

Accession

0001500217-22-000127

Insider Transaction Report

Form 4
Period: 2022-10-31
RADY ERNEST S
DirectorExecutive Chairman10% Owner
Transactions
  • Purchase

    Common Stock, par value $0.01

    2022-11-02$27.75/sh+20,000$555,0006,977,855 total(indirect: By ERT)
  • Purchase

    Common Stock, par value $0.01

    2022-10-31$27.30/sh+20,000$546,0002,247,022 total(indirect: By AAI)
  • Purchase

    Common Stock, par value $0.01

    2022-11-01$27.90/sh+10,000$279,0006,957,855 total(indirect: By ERT)
Holdings
  • Common Stock, par value $0.01

    (indirect: By ICW)
    1,275,336
  • Common Stock, par value $0.01

    (indirect: By RF)
    719,341
  • Common Stock, par value $0.01

    255,339
  • Common Stock, par value $0.01

    (indirect: By EIC)
    200,000
  • Common Stock, par value $0.01

    (indirect: By ESRT)
    100,459
Footnotes (7)
  • [F1]Represents shares held by American Assets, Inc. ("AAI"), which is directly controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
  • [F2]Represents shares held by Ernest Rady Trust U/D/T March 10, 1983 ("ERT"), for which the Reporting Person is the trustee. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
  • [F3]Represents shares held by Insurance Company of the West ("ICW"), which is directly controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
  • [F4]Represents shares held by Rady Foundation ("RF"), which is directly controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
  • [F5]Represents shares held by Explorer Insurance Company ("EIC"), which is directly controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
  • [F6]Represents shares held by Evelyn Shirley Rady Trust U/D/T March 10, 1983 ("ESRT"), for which the Reporting Person is the trustee. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
  • [F7]Amount includes (a) 66,680 shares held by Ernest Rady IRA and (b) 188,659 shares of restricted common stock issued pursuant to the American Assets Trust, Inc. and American Assets Trust, L.P. Amended and Restated 2011 Equity Incentive Award Plan.

Issuer

American Assets Trust, Inc.

CIK 0001500217

Entity typeother

Related Parties

1
  • filerCIK 0001221359

Filing Metadata

Form type
4
Filed
Nov 1, 8:00 PM ET
Accepted
Nov 2, 4:38 PM ET
Size
13.3 KB