4//SEC Filing
RADY ERNEST S 4
Accession 0001500217-22-000133
CIK 0001500217other
Filed
Dec 6, 7:00 PM ET
Accepted
Dec 7, 4:42 PM ET
Size
11.3 KB
Accession
0001500217-22-000133
Insider Transaction Report
Form 4
RADY ERNEST S
DirectorExecutive Chairman10% Owner
Transactions
- Award
Common Stock, par value $0.01
2022-12-07+124,960→ 339,921 total
Holdings
- 200,000(indirect: By EIC)
Common Stock, par value $0.01
- 2,257,022(indirect: By AAI)
Common Stock, par value $0.01
- 719,341(indirect: By RF)
Common Stock, par value $0.01
- 100,459(indirect: By ESRT)
Common Stock, par value $0.01
- 6,987,855(indirect: By ERT)
Common Stock, par value $0.01
- 1,275,336(indirect: By ICW)
Common Stock, par value $0.01
Footnotes (8)
- [F1]Shares of restricted common stock issued pursuant to the American Assets Trust, Inc. and American Assets Trust, L.P. Amended and Restated 2011 Equity Incentive Award Plan.
- [F2]Amount includes (a) 66,680 shares held by Ernest Rady IRA, (b) 49,773 shares directly held and (c) 223,468 shares of restricted common stock issued pursuant to the American Assets Trust, Inc. and American Assets Trust, L.P. Amended and Restated 2011 Equity Incentive Award Plan.
- [F3]Represents shares held by Ernest Rady Trust U/D/T March 10, 1983 ("ERT"), for which the Reporting Person is the trustee. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
- [F4]Represents shares held by American Assets, Inc. ("AAI"), which is directly controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
- [F5]Represents shares held by Insurance Company of the West ("ICW"), which is directly controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
- [F6]Represents shares held by Rady Foundation ("RF"), which is directly controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
- [F7]Represents shares held by Explorer Insurance Company ("EIC"), which is directly controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
- [F8]Represents shares held by Evelyn Shirley Rady Trust U/D/T March 10, 1983 ("ESRT"), for which the Reporting Person is the trustee. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
Documents
Issuer
American Assets Trust, Inc.
CIK 0001500217
Entity typeother
Related Parties
1- filerCIK 0001221359
Filing Metadata
- Form type
- 4
- Filed
- Dec 6, 7:00 PM ET
- Accepted
- Dec 7, 4:42 PM ET
- Size
- 11.3 KB