4//SEC Filing
RADY ERNEST S 4
Accession 0001500217-23-000040
CIK 0001500217other
Filed
May 11, 8:00 PM ET
Accepted
May 12, 4:25 PM ET
Size
12.6 KB
Accession
0001500217-23-000040
Insider Transaction Report
Form 4
RADY ERNEST S
DirectorExecutive Chairman10% Owner
Transactions
- Purchase
Common Stock, par value $0.01
2023-05-11$18.84/sh+47,540$895,654→ 909,021 total(indirect: By RF) - Purchase
Common Stock, par value $0.01
2023-05-12$18.76/sh+100,000$1,876,000→ 1,009,021 total(indirect: By RF)
Holdings
- 7,677,628(indirect: By ERT)
Common Stock, par value $0.01
- 2,267,022(indirect: By AAI)
Common Stock, par value $0.01
- 1,275,336(indirect: By ICW)
Common Stock, par value $0.01
- 200,000(indirect: By EIC)
Common Stock, par value $0.01
- 100,459(indirect: By ESRT)
Common Stock, par value $0.01
- 290,148
Common Stock, par value $0.01
Footnotes (7)
- [F1]Represents shares held by Rady Foundation ("RF"), which is directly controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
- [F2]Represents shares held by Ernest Rady Trust U/D/T March 10, 1983 ("ERT"), for which the Reporting Person is the trustee. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
- [F3]Represents shares held by American Assets, Inc. ("AAI"), which is directly controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
- [F4]Represents shares held by Insurance Company of the West ("ICW"), which is directly controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
- [F5]Represents shares held by Explorer Insurance Company ("EIC"), which is directly controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
- [F6]Represents shares held by Evelyn Shirley Rady Trust U/D/T March 10, 1983 ("ESRT"), for which the Reporting Person is the trustee. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
- [F7]Amount includes (a) 66,680 shares held by Ernest Rady IRA and (b) 223,468 shares of restricted common stock issued pursuant to the American Assets Trust, Inc. and American Assets Trust, L.P. Amended and Restated 2011 Equity Incentive Award Plan.
Documents
Issuer
American Assets Trust, Inc.
CIK 0001500217
Entity typeother
Related Parties
1- filerCIK 0001221359
Filing Metadata
- Form type
- 4
- Filed
- May 11, 8:00 PM ET
- Accepted
- May 12, 4:25 PM ET
- Size
- 12.6 KB