American Assets Trust, Inc.·4

Dec 5, 8:58 AM ET

RADY ERNEST S 4

4 · American Assets Trust, Inc. · Filed Dec 5, 2024

Insider Transaction Report

Form 4
Period: 2024-12-03
RADY ERNEST S
DirectorExecutive Chairman10% Owner
Transactions
  • Disposition to Issuer

    Common Stock, par value $0.01

    2024-12-032,777176,794 total
Holdings
  • Common Stock, par value $0.01

    (indirect: By ERT)
    7,757,229
  • Common Stock, par value $0.01

    (indirect: By RF)
    1,009,021
  • Common Stock, par value $0.01

    (indirect: By ICW)
    1,275,336
  • Common Stock, par value $0.01

    (indirect: By EIC)
    200,000
  • Common Stock, par value $0.01

    (indirect: By ESRT)
    100,459
  • Common Stock, par value $0.01

    (indirect: By AAI)
    2,267,022
Footnotes (7)
  • [F1]Amount includes (a) 66,680 shares held by Ernest Rady IRA, (b) 68,460 shares directly held and (c) 41,654 shares of restricted common stock issued pursuant to the American Assets Trust, Inc. and American Assets Trust, L.P. Amended and Restated 2011 Equity Incentive Award Plan.
  • [F2]Represents shares held by Ernest Rady Trust U/D/T March 10, 1983 ("ERT"), for which the Reporting Person is the trustee. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
  • [F3]Represents shares held by American Assets, Inc. ("AAI"), which is directly controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
  • [F4]Represents shares held by Insurance Company of the West ("ICW"), which is directly controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
  • [F5]Represents shares held by Rady Foundation ("RF"), which is directly controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
  • [F6]Represents shares held by Explorer Insurance Company ("EIC"), which is directly controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
  • [F7]Represents shares held by Evelyn Shirley Rady Trust U/D/T March 10, 1983 ("ESRT"), for which the Reporting Person is the trustee. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.

Documents

1 file
  • 4
    wk-form4_1733407072.xmlPrimary

    FORM 4