4//SEC Filing
KIMBERLIN KEVIN 4
Accession 0001505711-10-000003
CIK 0001292519other
Filed
Dec 6, 7:00 PM ET
Accepted
Dec 7, 3:39 PM ET
Size
17.4 KB
Accession
0001505711-10-000003
Insider Transaction Report
Form 4
KIMBERLIN KEVIN
10% Owner
Transactions
- Other
Warrant (right to purchase)
2010-11-10+309,850→ 309,850 total(indirect: By Spencer Trask Ventures, Inc.)Exercise: $1.00From: 2010-11-10Exp: 2015-11-09→ Common Stock (309,850 underlying) - Other
Warrant (right to purchase)
2010-12-03+187,331→ 187,331 total(indirect: By Spencer Trask Ventures, Inc.)Exercise: $1.00From: 2010-12-03Exp: 2015-12-02→ Common Stock (187,331 underlying) - Other
Warrant (right to purchase)
2010-12-03+187,331→ 187,331 total(indirect: By Spencer Trask Ventures, Inc.)Exercise: $1.40From: 2010-12-03Exp: 2015-12-02→ Common Stock (187,331 underlying) - Other
Warrant (right to purchase)
2010-11-10+309,850→ 309,850 total(indirect: By Spencer Trask Ventrues, Inc.)Exercise: $1.40From: 2010-11-10Exp: 2015-11-09→ Common Stock (309,850 underlying)
Footnotes (2)
- [F1]Spencer Trask Ventures, Inc. received the reported securities as partial consideration for acting as a placement agent in connection with a private placement of the Issuer's securities.
- [F2]The Reporting Person has sole investment and dispositive control over these securities and disclaims any beneficial ownership of the Issuer's securities held indireclty for the purposes of Section 16, except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for the purpose of Section 16 or for any other purpose.
Issuer
INVIVO THERAPEUTICS HOLDINGS CORP.
CIK 0001292519
Entity typeother
Related Parties
1- filerCIK 0000904841
Filing Metadata
- Form type
- 4
- Filed
- Dec 6, 7:00 PM ET
- Accepted
- Dec 7, 3:39 PM ET
- Size
- 17.4 KB