KIMBERLIN KEVIN 4
4 · INVIVO THERAPEUTICS HOLDINGS CORP. · Filed Dec 7, 2010
Insider Transaction Report
Form 4
KIMBERLIN KEVIN
10% Owner
Transactions
- Other
Warrant (right to purchase)
2010-11-10+309,850→ 309,850 total(indirect: By Spencer Trask Ventures, Inc.)Exercise: $1.00From: 2010-11-10Exp: 2015-11-09→ Common Stock (309,850 underlying) - Other
Warrant (right to purchase)
2010-12-03+187,331→ 187,331 total(indirect: By Spencer Trask Ventures, Inc.)Exercise: $1.00From: 2010-12-03Exp: 2015-12-02→ Common Stock (187,331 underlying) - Other
Warrant (right to purchase)
2010-12-03+187,331→ 187,331 total(indirect: By Spencer Trask Ventures, Inc.)Exercise: $1.40From: 2010-12-03Exp: 2015-12-02→ Common Stock (187,331 underlying) - Other
Warrant (right to purchase)
2010-11-10+309,850→ 309,850 total(indirect: By Spencer Trask Ventrues, Inc.)Exercise: $1.40From: 2010-11-10Exp: 2015-11-09→ Common Stock (309,850 underlying)
Footnotes (2)
- [F1]Spencer Trask Ventures, Inc. received the reported securities as partial consideration for acting as a placement agent in connection with a private placement of the Issuer's securities.
- [F2]The Reporting Person has sole investment and dispositive control over these securities and disclaims any beneficial ownership of the Issuer's securities held indireclty for the purposes of Section 16, except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for the purpose of Section 16 or for any other purpose.