4//SEC Filing
Golden Stephen John 4
Accession 0001513162-13-000225
CIK 0000949428other
Filed
Mar 21, 8:00 PM ET
Accepted
Mar 22, 5:47 PM ET
Size
11.9 KB
Accession
0001513162-13-000225
Insider Transaction Report
Form 4
Golden Stephen John
Chief Technical Officer
Transactions
- Exercise/Conversion
Common Stock
2013-03-20+6,536→ 21,088 total - Award
Restricted Share Units
2013-03-20+25,498→ 25,498 total→ Common Stock (25,498 underlying) - Sale
Common Stock
2013-03-21$2.15/sh−3,373$7,263→ 17,715 total - Exercise/Conversion
Restricted Share Units
2013-03-20−6,536→ 13,071 total→ Common Stock (6,536 underlying)
Footnotes (5)
- [F1]Shares of Common Stock acquired upon vesting of Restricted Share Units (RSUs) granted February 22, 2012 pursuant to the CDTI Stock Incentive Plan.
- [F2]Shares were sold to cover the reporting person's tax obligation in connection with the vesting of RSUs and conversion into shares of Common Stock.
- [F3]Each RSU represents a contingent right to receive one share of CDTI common stock.
- [F4]RSUs vest as to 1/3 on each of March 20, 2013, March 20, 2014, and March 20, 2015. Issuance will occur on vest date subject to compliance with Issuer's Insider Trading Policy and all applicable requirements of federal, state or foreign law with respect to such securities. RSUs that have not vested at the time of the reporting person's termination of service, for any or no reason other than death, will be forfeited.
- [F5]RSUs vest as to 1/3 on each the first, second and third anniversaries of the grant date. Issuance will occur on vest date subject to compliance with Issuer's Insider Trading Policy and all applicable requirements of federal, state or foreign law with respect to such securities. RSUs that have not vested at the time of the reporting person's termination of service, for any or no reason other than death, will be forfeited.
Documents
Issuer
CLEAN DIESEL TECHNOLOGIES INC
CIK 0000949428
Entity typeother
Related Parties
1- filerCIK 0001502611
Filing Metadata
- Form type
- 4
- Filed
- Mar 21, 8:00 PM ET
- Accepted
- Mar 22, 5:47 PM ET
- Size
- 11.9 KB