4//SEC Filing
CLEAN DIESEL TECHNOLOGIES INC 4
Accession 0001513162-13-000429
CIK 0000949428operating
Filed
Jun 10, 8:00 PM ET
Accepted
Jun 11, 5:18 PM ET
Size
9.5 KB
Accession
0001513162-13-000429
Insider Transaction Report
Form 4
Mehta Nikhil Atul
Chief Financial Officer
Transactions
- Exercise/Conversion
Restricted Share Units
2013-06-08−2,114→ 0 total→ Common Stock (2,114 underlying) - Sale
Common Stock
2013-06-11$2.03/sh−900$1,826→ 27,573 total - Exercise/Conversion
Common Stock
2013-06-08+2,114→ 28,473 total
Footnotes (5)
- [F1]Shares of Common Stock acquired upon vesting of Restricted Share Units (RSUs) granted June 8, 2011 pursuant to the CDTI Stock Incentive Plan.
- [F2]Shares were sold to cover the reporting person's tax obligation in connection with the vesting of RSUs and conversion into shares of Common Stock.
- [F3]The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.02 to $2.04, inclusive. The reporting person undertakes to provide CDTI, any security holder of CDTI or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
- [F4]Each RSU represents a contingent right to receive one share of CDTI common stock.
- [F5]RSUs vested as to 2,113 shares on each of June 17, 2011 and June 8, 2012 and 2,114 shares on June 8, 2013. Settlement and delivery of shares for June 8, 2013 vesting occurred on June 10, 2013.
Documents
Issuer
CLEAN DIESEL TECHNOLOGIES INC
CIK 0000949428
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000949428
Filing Metadata
- Form type
- 4
- Filed
- Jun 10, 8:00 PM ET
- Accepted
- Jun 11, 5:18 PM ET
- Size
- 9.5 KB