4//SEC Filing
CLEAN DIESEL TECHNOLOGIES INC 4
Accession 0001513162-14-000631
CIK 0000949428operating
Filed
Nov 20, 7:00 PM ET
Accepted
Nov 21, 5:43 PM ET
Size
11.6 KB
Accession
0001513162-14-000631
Insider Transaction Report
Form 4
Engles Charles Robert
Director
Transactions
- Exercise/Conversion
Common Stock
2014-11-21+5,882→ 19,111 total - Exercise/Conversion
Common Stock
2014-11-21+5,882→ 24,993 total - Exercise/Conversion
Restricted Share Units
2014-11-21−5,882→ 5,882 total→ Common Stock (5,882 underlying) - Exercise/Conversion
Restricted Share Units
2014-11-21−5,882→ 0 total→ Common Stock (5,882 underlying)
Footnotes (4)
- [F1]Shares of Common Stock acquired upon settlement of Restricted Share Units ("RSUs") granted May 21, 2014 pursuant to the Clean Diesel Technologies, Inc. ("CDTI") Stock Incentive Plan.
- [F2]Each RSU represents a contingent right to receive one share of CDTI common stock.
- [F3]RSU vests as to 50% on November 21, 2014 and 50% on the earlier of 1) May 21, 2015, or 2) immediately prior to the commencement of the Issuer's 2015 annual meeting of stockholders, in each case as long as the reporting person has continuously remained a director of, or consultant to, the Issuer through such date. Issuance to occur as soon as practicable following the date of vesting and subject to compliance with Issuer's Insider Trading Policy, but in all cases within two and one-half months following the end of the Issuer's tax year that includes the date such RSUs vest.
- [F4]RSU vests as to 100% on November 21, 2014. Issuance to occur as soon as practicable following the date of vesting and subject to compliance with Issuer's Insider Trading Policy, but in all cases within two and one-half months following the end of the Issuer's tax year that includes the date such RSUs vest.
Documents
Issuer
CLEAN DIESEL TECHNOLOGIES INC
CIK 0000949428
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000949428
Filing Metadata
- Form type
- 4
- Filed
- Nov 20, 7:00 PM ET
- Accepted
- Nov 21, 5:43 PM ET
- Size
- 11.6 KB