4//SEC Filing
CLEAN DIESEL TECHNOLOGIES INC 4
Accession 0001513162-15-000273
CIK 0000949428operating
Filed
May 20, 8:00 PM ET
Accepted
May 21, 5:20 PM ET
Size
10.4 KB
Accession
0001513162-15-000273
Insider Transaction Report
Form 4
Engles Charles Robert
Director
Transactions
- Exercise/Conversion
Common Stock
2015-05-19+5,882→ 30,875 total - Award
Restricted Share Units
2015-05-20+15,075→ 15,075 total→ Common Stock (15,075 underlying) - Exercise/Conversion
Restricted Share Units
2015-05-19−5,882→ 0 total→ Common Stock (5,882 underlying)
Footnotes (4)
- [F1]Shares of Common Stock acquired upon settlement of Restricted Share Units (RSUs) granted May 21, 2014 pursuant to the Clean Diesel Technologies, Inc. (CDTI) Stock Incentive Plan.
- [F2]Each Restricted Share Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.
- [F3]RSU vests as to 50% on November 21, 2014 and 50% on the earlier of 1) May 21, 2015, or 2) immediately prior to the commencement of the Issuer's 2015 annual meeting of stockholders, in each case as long as the reporting person has continuously remained a director of, or consultant to, the Issuer through such date. Issuance to occur as soon as practicable following the date of vesting and subject to compliance with Issuer's Insider Trading Policy, but in all cases within two and one-half months following the end of the Issuer's tax year that includes the date such RSUs vest.
- [F4]RSU vests as to 50% on November 20, 2015 and 50% on the earlier of 1) May 20, 2016, or 2) immediately prior to the commencement of the Issuer's 2016 annual meeting of stockholders, in each case as long as the reporting person has continuously remained a director of, or consultant to, the Issuer through such date. Issuance to occur as soon as practicable following the date of vesting and subject to compliance with Issuer's Insider Trading Policy, but in all cases within two and one-half months following the end of the Issuer's tax year that includes the date such RSUs vest.
Documents
Issuer
CLEAN DIESEL TECHNOLOGIES INC
CIK 0000949428
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000949428
Filing Metadata
- Form type
- 4
- Filed
- May 20, 8:00 PM ET
- Accepted
- May 21, 5:20 PM ET
- Size
- 10.4 KB