4//SEC Filing
CLEAN DIESEL TECHNOLOGIES INC 4
Accession 0001513162-15-000486
CIK 0000949428operating
Filed
Aug 10, 8:00 PM ET
Accepted
Aug 11, 4:42 PM ET
Size
9.8 KB
Accession
0001513162-15-000486
Insider Transaction Report
Form 4
Lopez-Baldrich Pedro J.
Ofc. of CEO & General Counsel
Transactions
- Exercise/Conversion
Restricted Share Units
2015-08-07−4,610→ 9,221 total→ Common Stock (4,610 underlying) - Sale
Common Stock
2015-08-10$1.46/sh−1,818$2,645→ 12,817 total - Exercise/Conversion
Common Stock
2015-08-07+4,610→ 14,635 total
Footnotes (5)
- [F1]Shares of Common Stock acquired upon settlement of Restricted Share Units ("RSUs") granted March 13, 2014 pursuant to the Clean Diesel Technologies, Inc. ("CDTI") Stock Incentive Plan.
- [F2]Shares were sold to cover the reporting person's tax obligation in connection with the issuance of the RSUs and conversion into shares of Common Stock.
- [F3]The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.45 to $1.46, inclusive. The reporting person undertakes to provide CDTI, and security holder of CDTI or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
- [F4]Each RSU represents a contingent right to receive one share of CDTI common stock.
- [F5]RSU vests as to 1/3 on each of March 20, 2015, March 20, 2016 and March 20, 2017. Issuance to occur as soon as practicable following the date of vesting and subject to compliance with Issuer's Insider Trading Policy, but in all cases within two and one-half months following the end of the Issuer's tax year that includes the date such RSUs vest. RSUs that have not vested at the time of the reporting person's termination, for any or no reason other than death, will be forfeited.
Documents
Issuer
CLEAN DIESEL TECHNOLOGIES INC
CIK 0000949428
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000949428
Filing Metadata
- Form type
- 4
- Filed
- Aug 10, 8:00 PM ET
- Accepted
- Aug 11, 4:42 PM ET
- Size
- 9.8 KB