Home/Filings/4/0001514732-16-000284
4//SEC Filing

SAExploration Holdings, Inc. 4

Accession 0001514732-16-000284

CIK 0001514732operating

Filed

Sep 27, 8:00 PM ET

Accepted

Sep 28, 4:40 PM ET

Size

9.5 KB

Accession

0001514732-16-000284

Insider Transaction Report

Form 4
Period: 2016-09-26
Abney Ryan
VP - Capital Markets & IR
Transactions
  • Award

    Restricted Stock Units

    2016-09-26+15,57415,574 total
    Exp: 2019-09-26Common Stock (15,574 underlying)
  • Award

    Stock Option (Right to Buy)

    2016-09-26+15,57415,574 total
    Exercise: $10.19Exp: 2026-09-26Common Stock (15,574 underlying)
Holdings
  • Common Stock

    61
Footnotes (6)
  • [F1]The restricted stock units were issued pursuant to the SAExploration Holdings, Inc. (the "Company") 2016 Long Term Incentive Plan (the "LTIP") on September 26, 2016.
  • [F2]Each restricted stock unit issued pursuant to the LTIP represents the right to receive, upon the applicable vesting date, either (i) a share of Common Stock of the Company or (ii) an amount of cash equal in value to the value of a share of the Company's Common Stock on the date of transfer.
  • [F3]The restricted stock units will vest as follows: (i) 1/3 on the earliest to occur of certain events as defined in the LTIP; (ii) 1/3 on the second anniversary of the Closing Date, as defined in the LTIP; and (iii) the remaining 1/3 on the third anniversary of the Closing Date, as defined in the LTIP.
  • [F4]The non-qualified stock options were issued pursuant to the Company's LTIP on September 26, 2016.
  • [F5]The Exercise Price of the option is $10.19 per share, which is equal to the VWAP per common share for the 30-day period that ends on the Grant Date, all terms as defined in the Company's LTIP.
  • [F6]The stock option becomes exercisable as follows: (i) 1/3 of the Option on the earliest to occur of certain events as defined in the LTIP, (ii) 1/3 of the Option on the second anniversary of the Closing Date, as defined in the LTIP; and (iii) the remaining 1/3 of the Option on the third anniversary of the Closing Date, as defined in the LTIP.

Issuer

SAExploration Holdings, Inc.

CIK 0001514732

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001514732

Filing Metadata

Form type
4
Filed
Sep 27, 8:00 PM ET
Accepted
Sep 28, 4:40 PM ET
Size
9.5 KB