Home/Filings/4/0001515154-25-000011
4//SEC Filing

Moret Blake D. 4

Accession 0001515154-25-000011

CIK 0001024478other

Filed

Dec 9, 7:00 PM ET

Accepted

Dec 10, 7:52 PM ET

Size

348.2 KB

Accession

0001515154-25-000011

Insider Transaction Report

Form 4
Period: 2025-12-08
Transactions
  • Sale

    Common Stock

    2025-12-08$400.88/sh1,455$583,27988,294 total(indirect: By Trust)
  • Sale

    Common Stock

    2025-12-08$401.67/sh176$70,69488,118 total(indirect: By Trust)
  • Sale

    Common Stock

    2025-12-08$402.56/sh36$14,49288,082 total(indirect: By Trust)
  • Exercise/Conversion

    Common Stock

    2025-12-09+3,84991,931 total(indirect: By Trust)
  • Exercise/Conversion

    Common Stock

    2025-12-09+8,218100,149 total(indirect: By Trust)
  • Sale

    Common Stock

    2025-12-10$400.72/sh1,414$566,62498,735 total(indirect: By Trust)
  • Sale

    Common Stock

    2025-12-10$401.85/sh2,102$844,69896,633 total(indirect: By Trust)
  • Sale

    Common Stock

    2025-12-10$403.02/sh1,847$744,38294,786 total(indirect: By Trust)
  • Sale

    Common Stock

    2025-12-10$403.71/sh201$81,14694,585 total(indirect: By Trust)
  • Award

    Employee Stock Option (Right to Buy)

    2025-12-08+35,84935,849 total
    Exercise: $402.22From: 2026-12-08Exp: 2035-12-08Common Stock (35,849 underlying)
  • Award

    Restricted Stock Units

    2025-12-08+10,44310,443 total
    From: 2026-12-08Exp: 2028-12-08Common Stock (10,443 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    2025-12-093,8490 total
    From: 2023-12-09Exp: 2025-12-09Common Stock (3,849 underlying)
  • Exercise/Conversion

    Performance Shares

    2025-12-098,2180 total
    From: 2025-12-09Exp: 2025-12-09Common Stock (8,218 underlying)
Holdings
  • Common Stock

    (indirect: By Savings Plan)
    165.533
Footnotes (14)
  • [F1]Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/30/2025 to cover taxes due on restricted stock units that vested on 12/5/2025.
  • [F10]Awarded under the Company's 2020 Long-Term Incentive Plan.
  • [F11]The options vest in three substantially equal annual installments beginning on date exercisable.
  • [F12]Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.
  • [F13]The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.
  • [F14]Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).
  • [F2]Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $400.4050 to $401.40. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
  • [F3]Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $401.43 to $401.8650. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
  • [F4]Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/30/2025 to cover taxes due on restricted stock units that vested on 12/9/2025.
  • [F5]Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $400.36 to $401.35. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
  • [F6]Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $401.4350 to $402.4150. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
  • [F7]Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $402.5150 to $403.34. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
  • [F8]Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $403.57 to $403.81. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
  • [F9]Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 9/30/2025. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.

Issuer

ROCKWELL AUTOMATION, INC

CIK 0001024478

Entity typeother

Related Parties

1
  • filerCIK 0001515154

Filing Metadata

Form type
4
Filed
Dec 9, 7:00 PM ET
Accepted
Dec 10, 7:52 PM ET
Size
348.2 KB