4/A//SEC Filing
Advanced Emissions Solutions, Inc. 4/A
Accession 0001515156-14-000009
$ARQCIK 0001515156operating
Filed
Jan 22, 7:00 PM ET
Accepted
Jan 23, 12:03 PM ET
Size
12.2 KB
Accession
0001515156-14-000009
Insider Transaction Report
Form 4/AAmended
Amrhein Christine B.
General Counsel & VP
Transactions
- Tax Payment
Common Stock
2014-01-03$53.00/sh−270$14,310→ 6,307 total - Award
Performance Share Units
2014-01-03+2,390→ 6,226 total→ Common Stock (2,390 underlying) - Award
Common Stock
2014-01-03$53.00/sh+1,195$63,335→ 6,577 total - Award
Common Stock
2014-01-03$53.00/sh+171$9,063→ 15,870 total(indirect: By Spouse)
Footnotes (9)
- [F1]Represents Restricted Stock issued pursuant to the Advanced Emissions Solutions, Inc. Amended and Restated 2007 Equity Incentive Plan, as amended (the "2007 Plan"). The Restricted Stock will vest in equal installments on January 2, 2015, January 2, 2016 and January 2, 2017 subject to continuous services with Advanced Emissions Solutions, Inc. or its related entities unless such shares vest sooner pursuant to Section 11 of the 2007 Plan.
- [F2]Closing stock price at date of grant.
- [F3]Payment of the tax liability by delivery of stock incident to the vesting on January 2, 2014 of 369 shares of Restricted Stock.
- [F4]Fair market value of the shares upon vesting is based on closing price of common stock on January 2, 2014.
- [F5]Of the amount shown, 798 shares are held in the qualified pension plan account of the reporting person and 3,660 shares were issued pursuant to the programs under the 2007 Plan, are not fully vested and are subject to certain repurchase rights.
- [F6]Of the amount shown, 4,722 shares are held in the qualifed pension plan of the reporting person and 608 shares were issued pursuant to the programs under the 2007 Plan, are not fully vested and are subject to certain repurchase rights.
- [F7]Each Performance Share Unit represents a contingent right to receive one share of the Company's common stock.
- [F8]Represents the maximum number of Performance Share Units that will vest, if at all, which is 200% of the target payout of 3,113 shares.
- [F9]Vesting of the Performance Share Units, if at all, will occur on January 2, 2017, subject to continuous service and the achievement of certain pre-established goals to be measured as of December 31, 2016, unless such units vest sooner at the target amount pursuant to Section 11 of the 2007 Plan.
Documents
Issuer
Advanced Emissions Solutions, Inc.
CIK 0001515156
Entity typeoperating
Related Parties
1- filerCIK 0001515156
Filing Metadata
- Form type
- 4/A
- Filed
- Jan 22, 7:00 PM ET
- Accepted
- Jan 23, 12:03 PM ET
- Size
- 12.2 KB