4//SEC Filing
Alta Fundamental Advisers SP LLC 4
Accession 0001515156-19-000002
CIK 0001515156other
Filed
Jan 2, 7:00 PM ET
Accepted
Jan 3, 6:47 PM ET
Size
8.6 KB
Accession
0001515156-19-000002
Insider Transaction Report
Form 4
Alta Fundamental Advisers LLC
Director
Transactions
- Sale
Common Stock
2018-12-31$10.28/sh−45,000$462,739→ 1,316,379 total(indirect: See Footnote) - Purchase
Common Stock
2018-12-31$10.34/sh+55,000$568,794→ 1,371,379 total(indirect: See Footnote)
Alta Fundamental Advisers SP LLC
Director
Transactions
- Sale
Common Stock
2018-12-31$10.28/sh−45,000$462,739→ 1,316,379 total(indirect: See Footnote) - Purchase
Common Stock
2018-12-31$10.34/sh+55,000$568,794→ 1,371,379 total(indirect: See Footnote)
Footnotes (1)
- [F1]These securities are directly held by Clients, Funds, and Affiliates ("Accounts") that are managed by Alta Fundamental Advisers LLC ("Alta"). Gilbert Li, a Director of the Issuer, is Managing Partner of Alta. In addition, Mr. Li is an investor in one or more of these Accounts and therefore is an indirect beneficial owner of a portion of these shares. Alta and Mr. Li disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.
Documents
Issuer
Advanced Emissions Solutions, Inc.
CIK 0001515156
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001666423
Filing Metadata
- Form type
- 4
- Filed
- Jan 2, 7:00 PM ET
- Accepted
- Jan 3, 6:47 PM ET
- Size
- 8.6 KB