Alta Fundamental Advisers SP LLC 4
4 · Advanced Emissions Solutions, Inc. · Filed Jan 2, 2020
Insider Transaction Report
Form 4
Alta Fundamental Advisers LLC
Director
Transactions
- Purchase
Common Stock
2019-12-30$10.29/sh+21,943$225,717→ 1,862,203 total(indirect: See Footnote) - Purchase
Common Stock
2019-12-31$10.39/sh+104,444$1,085,434→ 1,966,647 total(indirect: See Footnote)
Footnotes (1)
- [F1]These securities are directly held by Clients, Funds, and Affiliates ("Accounts") that are managed by Alta Fundamental Advisers LLC ("Alta"). Gilbert Li, a Director of the Issuer, is Managing Partner of Alta. In addition, Mr. Li is an investor in one or more of these Accounts and therefore is an indirect beneficial owner of a portion of these shares. Alta and Mr. Li disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.