4//SEC Filing
Campbell-Breeden Richard 4
Accession 0001515156-23-000104
CIK 0001515156other
Filed
Jul 23, 8:00 PM ET
Accepted
Jul 24, 6:57 PM ET
Size
10.5 KB
Accession
0001515156-23-000104
Insider Transaction Report
Form 4
Campbell-Breeden Richard
Director
Transactions
- Award
Common Stock
2023-07-20+48,699→ 142,542 total(indirect: By Omeshorn Holdings Limited.) - Disposition to Issuer
Series A Convertible Preferred Stock
2023-07-20−4,012→ 0 total - Award
Common Stock
2023-07-20+4,012→ 32,040 total - Disposition to Issuer
Series A Convertible Preferred Stock
2023-07-20−48,699→ 0 total(indirect: By Omeshorn Holdings Limited.)
Footnotes (4)
- [F1]The shares of Series A Convertible Preferred Stock converted to an equal number of shares of the Issuer's Common Stock upon the approval by the holders of the percentage of Common Stock required to approve such conversion under the applicable rules of The Nasdaq Stock Market, without the need for any action on the part of the holders of the Series A Convertible Preferred Stock.
- [F2]This amount includes 51 shares of Series A Convertible Preferred Stock received on April 21, 2023, as dividends paid in-kind for the first quarter of 2023, which acquisition was exempt from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16a-9 thereunder.
- [F3]This amount includes 622 shares of Series A Convertible Preferred Stock received on April 21, 2023, as dividends paid in-kind for the first quarter of 2023, which acquisition was exempt from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16a-9 thereunder.
- [F4]The shares reported on this row are held by Omeshorn Holdings Ltd. Richard Campbell-Breeden, a Director of the Issuer, is a director of Omeshorn Holdings Ltd. and therefore is an indirect beneficial owner of the securities reported herein.
Documents
Issuer
Advanced Emissions Solutions, Inc.
CIK 0001515156
Entity typeother
Related Parties
1- filerCIK 0001963344
Filing Metadata
- Form type
- 4
- Filed
- Jul 23, 8:00 PM ET
- Accepted
- Jul 24, 6:57 PM ET
- Size
- 10.5 KB