Home/Filings/4/0001515971-16-000526
4//SEC Filing

DALA PETROLEUM CORP. 4

Accession 0001515971-16-000526

$KTELCIK 0000845819operating

Filed

May 30, 8:00 PM ET

Accepted

May 31, 7:18 PM ET

Size

11.7 KB

Accession

0001515971-16-000526

Insider Transaction Report

Form 4
Period: 2016-05-10
Transactions
  • Other

    Common Stock

    2016-05-26800,0000 total(indirect: By Trust)
  • Sale

    Series A 6% Convertible Preferred Stock

    2016-05-10$1.00/sh50$500 total(indirect: By Trust)
    Exercise: $0.70From: 2014-06-03Common Stock (71,429 underlying)
  • Other

    Common Stock Purchase Warrant

    2016-05-1071,4290 total(indirect: By Trust)
    Exercise: $1.35From: 2014-06-03Exp: 2017-06-03Common Stock (71,429 underlying)
  • Other

    Stock Options

    2016-05-10100,0000 total
    Exercise: $0.70From: 2015-06-02Exp: 2020-05-21Stock Options (100,000 underlying)
Footnotes (3)
  • [F1]Returned to Company for cancellation pursuant to a settlement arrangement.
  • [F2]Mr. Wimbish is the trustee of the J&M Wimbish Family Trust.
  • [F3]These preferred shares are perpetual.

Issuer

DALA PETROLEUM CORP.

CIK 0000845819

Entity typeoperating

Related Parties

1
  • filerCIK 0000845819

Filing Metadata

Form type
4
Filed
May 30, 8:00 PM ET
Accepted
May 31, 7:18 PM ET
Size
11.7 KB