4//SEC Filing
MICHEL JOHN 4
Accession 0001518715-24-000012
CIK 0001518715other
Filed
Jan 3, 7:00 PM ET
Accepted
Jan 4, 9:16 PM ET
Size
19.0 KB
Accession
0001518715-24-000012
Insider Transaction Report
Form 4
HomeStreet, Inc.HMST
MICHEL JOHN
EVP, Chief Financial Officer
Transactions
- Exercise/Conversion
Common Stock
2024-01-01+1,302→ 51,302 total - Exercise/Conversion
Restricted Stock Units
2024-01-01−1,699→ 3,399 total→ Common Stock (1,699 underlying) - Exercise/Conversion
Common Stock
2024-01-01+882→ 52,184 total - Exercise/Conversion
Common Stock
2024-01-01+1,699→ 53,883 total - Exercise/Conversion
Restricted Stock Units
2024-01-01−882→ 883 total→ Common Stock (882 underlying) - Award
Restricted Stock Units
2024-01-01+16,052→ 16,052 total→ Common Stock (16,052 underlying) - Exercise/Conversion
Restricted Stock Units
2024-01-01−1,302→ 0 total→ Common Stock (1,302 underlying)
Holdings
- 32,526(indirect: J Michel and R Michel TTEE, The Michel Family Tr U/A DTD 6/14/18)
Common Stock
Footnotes (8)
- [F1]Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.
- [F2]Excludes 1,807 shares transferred to the J. Michel and R. Michel TTEE, The Michel Family Tr U/A DTD 6/14/18 subsequent to the prior Form 4 filed for this reporting person.
- [F3]Includes 1,807 shares transferred to the J. Michel and R. Michel TTEE, The Michel Family Tr U/A DTD 6/14/18 subsequent to the prior Form 4 filed for this reporting person.
- [F4]Mr. Michel and his spouse, Rosetta Michel, are the co-trustees and beneficiaries of the J Michel and R Michel TTEE, The Michel Family Tr U/A DTD 6/14/18, and share voting and investment power over the assets of the trust.
- [F5]On January 1, 2024, the reporting person was granted 16,052 RSUs, of which 5,350 shares vest on January 1, 2025 and 5,351 shares vest each on January 1, 2026 and January 1, 2027. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
- [F6]On January 1, 2021, the reporting person was granted 3,905 RSUs, of which 1,301 shares vest on January 1, 2022 and 1,302 shares vest each on January 1, 2023 and January 1, 2024. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
- [F7]On January 1, 2022, the reporting person was granted 2,647 RSUs, of which 882 shares vest on each of January 1, 2023 and January 1, 2024, and 883 shares vest on January 1, 2025. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
- [F8]On January 1, 2023, the reporting person was granted 5,098 RSUs, of which 1,699 shares vest on each of January 1, 2024 and January 1, 2025, and 1,700 shares vest on January 1, 2026. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
Documents
Issuer
HomeStreet, Inc.
CIK 0001518715
Entity typeother
Related Parties
1- filerCIK 0001594287
Filing Metadata
- Form type
- 4
- Filed
- Jan 3, 7:00 PM ET
- Accepted
- Jan 4, 9:16 PM ET
- Size
- 19.0 KB