Flaherty Mark A. 4

What Happened

Mark A. Flaherty, a director of Goldman Sachs Group Inc. (GS), was granted 390 restricted stock units (RSUs) on 2026-01-16. The grant is reported as an award/derivative transaction (code A) at $0.00 per unit (aggregate $0.00). This was a compensation grant, not an open-market purchase or sale.

Key Details

• Transaction date: 2026-01-16; Filing date: 2026-01-21 (filed within typical SEC two-business-day window given the Jan 19 federal holiday).
• Transaction type/code: Award/Grant (A); derivative security (RSUs).
• Amount: 390 RSUs reported at $0.00 per unit (aggregate $0).
• Shares owned after transaction: not specified in the provided summary.
• Footnote: The RSUs are 2025 annual grant and Q4 2025 retainer; underlying common shares are to be delivered approximately 90 days after the Reporting Person retires from the Issuer's Board of Directors.

Context

This is a standard director compensation award (RSUs). RSUs do not represent immediate ownership of shares until they vest and are delivered; here delivery is deferred until about 90 days after Flaherty’s board retirement, so this grant does not reflect an immediate market purchase or sale. Such awards are routine and typically part of director pay programs.