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4//SEC Filing

Advanced Emissions Solutions, Inc. 4

Accession 0001532659-15-000001

$ARQCIK 0001515156operating

Filed

Jan 6, 7:00 PM ET

Accepted

Jan 7, 8:13 PM ET

Size

9.2 KB

Accession

0001532659-15-000001

Insider Transaction Report

Form 4
Period: 2015-01-01
Amrhein Christine B.
General Counsel & VP
Transactions
  • Tax Payment

    Common Stock

    2015-01-01$22.79/sh476$10,84812,161 total
  • Tax Payment

    Common Stock

    2015-01-02$21.86/sh297$6,49211,864 total
  • Tax Payment

    Common Stock

    2015-01-02$21.86/sh42$91831,786 total(indirect: By Spouse)
Footnotes (5)
  • [F1]Represents the shares withheld to satisfy the minimum statutory tax withholding obligations upon the vesting of 1,278 shares issued under the issuer's Amended and Restated 2007 Equity Incentive Plan, as amended (the "2007 Plan"), pursuant to the 2013 Long Term Incentive Plan.
  • [F2]Represents the shares withheld to satisfy the minimum statutory tax withholding obligations upon the vesting of 796 shares issued under the 2007 Plan pursuant to the 2014 Long Term Incentive Plan.
  • [F3]Of the amount shown, 1,746 shares are held in the qualified pension plan account of the reporting person and 4,534 shares are restricted stock (not fully vested and subject to certain repurchase rights under the 2007 Plan).
  • [F4]Represents the shares withheld to satisfy the minimum statutory tax withholding obligations upon the vesting of 114 shares issued under the issuer's Amended and Restated 2010 Non-Management Compensation and Incentive Plan, as amended (the "2010 Plan"), pursuant to the 2014 Management Incentive Program.
  • [F5]Of the amount shown, 9,532 shares are held in the qualified pension plan account of the reporting person and 1102 shares are restricted stock (not fully vested and subject to certain repurchase rights under the 2010 Plan).

Issuer

Advanced Emissions Solutions, Inc.

CIK 0001515156

Entity typeoperating

Related Parties

1
  • filerCIK 0001515156

Filing Metadata

Form type
4
Filed
Jan 6, 7:00 PM ET
Accepted
Jan 7, 8:13 PM ET
Size
9.2 KB