|4Jul 21, 7:50 PM ET

Advanced Emissions Solutions, Inc. 4

4 · Advanced Emissions Solutions, Inc. · Filed Jul 21, 2015

Insider Transaction Report

Form 4
Period: 2015-07-18
Amrhein Christine B.
General Counsel & VP
Transactions
  • Tax Payment

    Common Stock

    2015-07-18$12.75/sh132$1,68315,357 total
Holdings
  • Common Stock

    (indirect: By Spouse)
    31,786
Footnotes (3)
  • [F1]The reporting person delivered stock to the Issuer to cover the payment of the tax liability incident to the vesting of 712 shares of Restricted Stock issued under the Advanced Emissions Solution's Inc. Amended and Restated 2007 Equity Incentive Plan, as amended (the "2007 Plan").
  • [F2]Of the amount shown, 1,746 shares are held in the qualified pension plan account of the reporting person and 7,446 shares were issued pursuant to programs under the 2007 Plan, are not fully vested and are subject to certain repurchase rights.
  • [F3]Of the amount shown, 9,532 shares are held in the qualified pension plan account of the reporting person's spouse and 1,014 shares are restricted stock (not fully vested and subject to forfeiture under the Company's Amended and Restated 2010 Non-Management Compensation and Incentive Plan).

Documents

1 file
  • 4
    wf-form4_143752260884353.xmlPrimary

    FORM 4