4//SEC Filing
Advanced Emissions Solutions, Inc. 4
Accession 0001532659-16-000031
$ARQCIK 0001515156operating
Filed
Jan 4, 7:00 PM ET
Accepted
Jan 5, 6:42 PM ET
Size
9.8 KB
Accession
0001532659-16-000031
Insider Transaction Report
Form 4
Amrhein Christine B.
General Counsel & VP
Transactions
- Tax Payment
Common Stock
2016-01-02$7.07/sh−450$3,182→ 14,134 total - Tax Payment
Common Stock
2016-01-01$7.07/sh−476$3,365→ 14,881 total - Tax Payment
Common Stock
2016-01-02$7.07/sh−297$2,100→ 14,584 total
Holdings
- 30,994(indirect: By Spouse)
Common Stock
Footnotes (6)
- [F1]Represents the shares withheld to satisfy the minimum statutory tax withholding obligations upon the vesting of 1,279 shares issued under the issuer's Amended and Restated 2007 Equity Incentive Plan, as amended (the "2007 Plan"), pursuant to the 2013 Long Term Incentive Plan.
- [F2]The share price used is the average of the high bid and low ask stock prices on the relevant date, calculated in accordance with the provisions of the 2007 Plan.
- [F3]Represents the shares withheld to satisfy the minimum statutory tax withholding obligations upon the vesting of 797 shares issued under the 2007 Plan pursuant to the 2014 Long Term Incentive Plan.
- [F4]Represents the shares withheld to satisfy the minimum statutory tax withholding obligations upon the vesting of 1,208 shares issued under the 2007 Plan pursuant to the 2015 Long Term Incentive Plan.
- [F5]Of the amount shown, 1,746 shares are held in the qualified pension plan account of the reporting person and 4,163 shares are restricted stock (not fully vested and subject to certain repurchase rights under the 2007 Plan).
- [F6]Of the amount shown, 9,532 shares are held in a qualified pension plan account of the reporting person's spouse in accordance with the issuer's Amended and Restated 2010 Non-Management Compensation and Incentive Plan.
Documents
Issuer
Advanced Emissions Solutions, Inc.
CIK 0001515156
Entity typeoperating
Related Parties
1- filerCIK 0001515156
Filing Metadata
- Form type
- 4
- Filed
- Jan 4, 7:00 PM ET
- Accepted
- Jan 5, 6:42 PM ET
- Size
- 9.8 KB