4//SEC Filing
CAMPBELL J DOUGLAS 4
Accession 0001534158-12-000154
CIK 0001122976other
Filed
Jul 24, 8:00 PM ET
Accepted
Jul 25, 5:25 PM ET
Size
10.2 KB
Accession
0001534158-12-000154
Insider Transaction Report
Form 4
POLYONE CORPPOL
CAMPBELL J DOUGLAS
Director
Transactions
- Purchase
Common Stock
2012-06-20$12.97/sh+2,900$37,613→ 71,050 total(indirect: By Grat) - Award
Common Stock
2012-07-06$14.46/sh+462$6,682→ 137,784 total(indirect: Deferred Comp Plan) - Purchase
Common Stock
2012-06-14$12.81/sh+68,150$873,342→ 68,150 total(indirect: By Grat) - Purchase
Common Stock
2012-06-21$13.23/sh+10,100$133,623→ 81,150 total(indirect: By Grat)
Footnotes (2)
- [F1]On June 14, 2012, a grantor retained annuity trust ("GRAT") for the benefit of the Reporting Person, and for which the Reporting Person was the settlor and is the trustee, purchased 68,150 shares of Issuer common stock. On June 20, 2012, the GRAT purchased an additional 2,900 shares of Issuer common stock, and on June 21, 2012, the GRAT purchased an additional 10,100 shares of Issuer common stock. The Reporting Person conducted these purchases in connection with tax planning activities, but was unaware that these purchases were matchable under Section 16(b) of the Securities Exchange Act of 1934 with the Reporting Person's sale of Issuer common stock on June 8, 2012 to the extent of 81,150 shares. The Reporting Person has agreed to pay to the Issuer $55,796.06, less transaction costs, representing the full amount of the "short-swing" profit realized by the Reporting Person in connection with these transactions.
- [F2]Shares acquired pursuant to a dividend reinvestment feature of the PolyOne Corporation Deferred Compensation Plan for Non-Employee Directors.
Documents
Issuer
POLYONE CORP
CIK 0001122976
Entity typeother
Related Parties
1- filerCIK 0001210444
Filing Metadata
- Form type
- 4
- Filed
- Jul 24, 8:00 PM ET
- Accepted
- Jul 25, 5:25 PM ET
- Size
- 10.2 KB