Kamdar Kim P. 4
4 · SERA PROGNOSTICS, INC. · Filed Jul 14, 2026
Research Summary
AI-generated summary of this filing
SERA Director Kim P. Kamdar Receives RSUs and Stock Options
What Happened
- Kim P. Kamdar, a director of Sera Prognostics, was granted a mix of restricted stock units (RSUs) and stock options on July 10, 2026. The grants break down as 25,847 RSUs (22,426 + 3,421) and 39,757 stock options (34,494 + 5,263), for a total of 65,604 shares represented. The reported acquisition price/value on the Form 4 is $0.00 for each grant (awarded compensation, not an open-market purchase).
Key Details
- Transaction date: July 10, 2026. Form filed: July 14, 2026 (timely — within two business days).
- Reported price/value: $0.00 (awards/grants, not purchases).
- Shares/options after transaction: Not specified in the excerpt provided.
- Footnotes / vesting:
- F1 & F2: RSUs vest on the earlier of July 10, 2027 or the issuer’s next Annual Meeting, subject to continued service.
- F3 & F4: Options vest over one year (1/12 monthly installments) but will be fully vested on the earlier of the first anniversary of the grant or the next Annual Meeting, subject to continued service.
- Plan/Policy: Grants made under the company’s Non‑Employee Director Compensation Policy and 2021 Equity Incentive Plan.
- Transaction code: A (award/grant). These are not sales or market purchases.
Context
- RSUs convert to shares when they vest; stock options give the holder the right to buy shares according to the option terms and vesting schedule. These grants are standard non-employee director compensation and reflect equity incentives rather than an immediate cash investment or sale. They do not, by themselves, indicate insider buying or selling intent.
Insider Transaction Report
Form 4
Kamdar Kim P.
Director
Transactions
- Award
Class A Common Stock
[F1]2026-07-10+22,426→ 54,999 total - Award
Class A Common Stock
[F2]2026-07-10+3,421→ 58,420 total - Award
Stock Option (right to buy)
[F3]2026-07-10+34,494→ 34,494 totalExercise: $1.97Exp: 2036-07-10→ Class A Common Stock (34,494 underlying) - Award
Stock Option (right to buy)
[F4]2026-07-10+5,263→ 5,263 totalExercise: $1.97Exp: 2036-07-10→ Class A Common Stock (5,263 underlying)
Footnotes (4)
- [F1]Each share is represented by a restricted stock unit ("RSU") granted pursuant to the issuer's Non-Employee Director Compensation Policy and its 2021 Equity Incentive Plan. These RSUs vest on the earlier of July 10, 2027 or the date of the issuer's next Annual Meeting of Stockholders, subject to the Reporting Person continuing to provide services to the issuer.
- [F2]Each share is represented by an additional RSU granted by the Board of Directors. These RSUs vest on the earlier of July 10, 2027 or the date of the issuer's next Annual Meeting of Stockholders, subject to the Reporting Person continuing to provide services to the issuer.
- [F3]Consists of stock options granted pursuant to the issuer's Non-Employee Director Compensation Policy and its 2021 Equity Incentive Plan. These stock options vest over one year as follows: 1/12 of the original grant amount vests in monthly installments for one year following the grant date; provided, however, that the stock options shall be fully vested on the earlier of the first anniversary of the grant date or the date of the issuer's next Annual Meeting of Stockholders, subject to the Reporting Person continuing to provide services to the issuer.
- [F4]These stock options vest over one year as follows: 1/12 of the original grant amount vests in monthly installments for one year following the grant date; provided, however, that the stock options shall be fully vested on the earlier of the first anniversary of the grant date or the date of the issuer's next Annual Meeting of Stockholders, subject to the Reporting Person continuing to provide services to the issuer.
Signature
/s/ Benjamin G. Jackson, Attorney-in-fact|2026-07-14