Kamdar Kim P. 4

What Happened

• Kim P. Kamdar, a director of Sera Prognostics, was granted a mix of restricted stock units (RSUs) and stock options on July 10, 2026. The grants break down as 25,847 RSUs (22,426 + 3,421) and 39,757 stock options (34,494 + 5,263), for a total of 65,604 shares represented. The reported acquisition price/value on the Form 4 is $0.00 for each grant (awarded compensation, not an open-market purchase).

Key Details

• Transaction date: July 10, 2026. Form filed: July 14, 2026 (timely — within two business days).
• Reported price/value: $0.00 (awards/grants, not purchases).
• Shares/options after transaction: Not specified in the excerpt provided.
• Footnotes / vesting:
  • F1 & F2: RSUs vest on the earlier of July 10, 2027 or the issuer’s next Annual Meeting, subject to continued service.
  • F3 & F4: Options vest over one year (1/12 monthly installments) but will be fully vested on the earlier of the first anniversary of the grant or the next Annual Meeting, subject to continued service.
• Plan/Policy: Grants made under the company’s Non‑Employee Director Compensation Policy and 2021 Equity Incentive Plan.
• Transaction code: A (award/grant). These are not sales or market purchases.

Context

• RSUs convert to shares when they vest; stock options give the holder the right to buy shares according to the option terms and vesting schedule. These grants are standard non-employee director compensation and reflect equity incentives rather than an immediate cash investment or sale. They do not, by themselves, indicate insider buying or selling intent.