Oh Tony D 4/A

4/A · Voya Financial, Inc. · Filed Feb 26, 2026

AI-generated summary of this filing

Updated Feb 27, 2026

Voya (VOYA) Tony D. Oh Exercises Derivatives, Receives Awards

What Happened

Tony D. Oh, Senior Vice President, Chief Accounting Officer and Controller of Voya Financial (VOYA), reported exercising/converting derivatives and receiving equity awards on Feb 17, 2026. He exercised/converted 5,113 derivative shares (683 + 4,430) and simultaneously reported dispositions of the same 5,113 shares. He was also granted a total of 11,089 equity units (performance stock units and restricted stock units) that convert to common stock based on achievement of performance conditions. All transactions show a $0 per-share price (awards/derivative conversions), so no cash value is reported at filing.

Key Details

Transaction date: 2026-02-17 (reported on amended Form 4 filed 2026-02-26).
Exercise/conversion: 5,113 shares (683 + 4,430) exercised/converted and 5,113 shares disposed (same day); price reported $0.00.
Awards/grants: 11,089 units granted (sum of 2,873; 2,117; 3,511; 2,588) as performance stock units (PSUs) and restricted stock units (RSUs); price $0.00; these convert to common stock only if performance conditions are met.
Filing status: Amended filing — corrects an earlier Form 4 filed Feb 19, 2026 that understated PSUs by 2,117 shares and RSUs by 2,588 shares. The amendment indicates the initial filing contained errors.
Shares owned after the transaction: Not provided in the information supplied.
Timeliness: Transaction date 2026-02-17; amended filing date 2026-02-26 — the initial report was filed Feb 19 and later amended. Retail investors should note the correction but not infer intent from timing.

Context

Derivative transactions here reflect option/exercise or conversion activity and awards tied to performance. The exercised/conversion shares were reported as both acquired and disposed the same day (indicating no lasting addition of those shares to holdings in this report). The awards are contingent — they only become common stock if specified performance goals are achieved, so they do not necessarily represent immediately tradable shares. This amended filing corrects previously understated award amounts.

Form 4/AAmended

Period: 2026-02-17

See Remarks

Transactions

Exercise/Conversion
Common Stock
2026-02-17+683→ 683 total
Exercise/Conversion
Common Stock
2026-02-17+4,430→ 5,113 total
Award
Performance Stock Unit
[F1][F2]
2026-02-17+2,873→ 13,557 total
→ Common Stock (2,873 underlying)
Exercise/Conversion
Performance Stock Unit
[F1][F2]
2026-02-17−683→ 12,874 total
→ Common Stock (683 underlying)
Award
Performance Stock Unit
[F1][F3]
2026-02-17+2,117→ 14,901 total
→ Common Stock (2,117 underlying)
Award
Restricted Stock Units
[F4][F2]
2026-02-17+3,511→ 13,511 total
→ Common Stock (3,511 underlying)
Exercise/Conversion
Restricted Stock Units
[F4][F2]
2026-02-17−4,430→ 9,081 total
→ Common Stock (4,430 underlying)
Award
Restricted Stock Units
[F4][F5]
2026-02-17+2,588→ 11,669 total
→ Common Stock (2,588 underlying)

Footnotes (5)

[F1]The performance stock units were awarded as compensation and will convert to common stock based on the achievement of certain performance factors.
[F2]This was previously reported on the Form 4 filed on February 19, 2026.
[F3]The reporting person's original Form 4 filed on February 19, 2026 inadvertently understated the amount of performance stock units awarded to the reporting person on the transaction date by 2,117 shares.
[F4]The restricted stock units were awarded as compensation and will convert to common stock based on the achievement of certain performance factors.
[F5]The reporting person's original Form 4 filed on February 19, 2026 inadvertently understated the amount of restricted stock units awarded to the reporting person on the transaction date by 2,588 shares.

Signature

/s/ Julie Watson, Attorney-in-Fact|2026-02-26

1 file