Oh Tony D 4/A
Research Summary
AI-generated summary
Voya (VOYA) Tony D. Oh Exercises Derivatives, Receives Awards
What Happened
- Tony D. Oh, Senior Vice President, Chief Accounting Officer and Controller of Voya Financial (VOYA), reported exercising/converting derivatives and receiving equity awards on Feb 17, 2026. He exercised/converted 5,113 derivative shares (683 + 4,430) and simultaneously reported dispositions of the same 5,113 shares. He was also granted a total of 11,089 equity units (performance stock units and restricted stock units) that convert to common stock based on achievement of performance conditions. All transactions show a $0 per-share price (awards/derivative conversions), so no cash value is reported at filing.
Key Details
- Transaction date: 2026-02-17 (reported on amended Form 4 filed 2026-02-26).
- Exercise/conversion: 5,113 shares (683 + 4,430) exercised/converted and 5,113 shares disposed (same day); price reported $0.00.
- Awards/grants: 11,089 units granted (sum of 2,873; 2,117; 3,511; 2,588) as performance stock units (PSUs) and restricted stock units (RSUs); price $0.00; these convert to common stock only if performance conditions are met.
- Filing status: Amended filing — corrects an earlier Form 4 filed Feb 19, 2026 that understated PSUs by 2,117 shares and RSUs by 2,588 shares. The amendment indicates the initial filing contained errors.
- Shares owned after the transaction: Not provided in the information supplied.
- Timeliness: Transaction date 2026-02-17; amended filing date 2026-02-26 — the initial report was filed Feb 19 and later amended. Retail investors should note the correction but not infer intent from timing.
Context
- Derivative transactions here reflect option/exercise or conversion activity and awards tied to performance. The exercised/conversion shares were reported as both acquired and disposed the same day (indicating no lasting addition of those shares to holdings in this report). The awards are contingent — they only become common stock if specified performance goals are achieved, so they do not necessarily represent immediately tradable shares. This amended filing corrects previously understated award amounts.