GILLIS RUTH ANN M 4

What Happened

• Ruth Ann M. Gillis, a director of Voya Financial, received a grant of 104.289 stock units (derivative securities) on 2026-03-31. The filing values the units at $68.32 each for a total of $7,125. This was an award/grant (transaction code A), not an open-market purchase or sale.

Key Details

• Transaction date and price: 2026-03-31 at $68.32 per unit (total $7,125).
• Security type: Derivative stock units (right to cash value of one share per unit), not immediate common-stock purchases.
• Shares owned after transaction: Not specified in this Form 4.
• Notable footnotes:
  • F1: Units are held in a trust for the reporting person; the reporting person is trustee.
  • F2: Each unit represents the right to receive the cash value of one share upon separation or an elected earlier in‑service date; units may be reallocated to alternative investments.
  • F3: The reported amount includes 40.402 shares attributable to a dividend.
  • F4: Units will vest according to the award agreements.
• Filing timeliness: Report filed 2026-04-01 for a 2026-03-31 transaction — appears timely (Form 4 is typically due within 2 business days).

Context

• These are deferred/derivative stock units common in director compensation and represent future cash/stock value subject to vesting; they are not an immediate market buy and therefore less indicative of current personal bullish trading. Purchases or open-market buys are generally more informative about an insider's market sentiment.