4//SEC Filing
Smith Mark A. 4
Accession 0001539497-22-001872
CIK 0001512228other
Filed
Nov 28, 7:00 PM ET
Accepted
Nov 29, 5:23 PM ET
Size
14.8 KB
Accession
0001539497-22-001872
Insider Transaction Report
Form 4
Smith Mark A.
DirectorPresident & CEO
Transactions
- Exercise/Conversion
Common Shares
2022-11-28$0.35/sh+750,000$263,475→ 20,315,395 total - Exercise/Conversion
Director Stock Option (right to buy)
2022-11-28−750,000→ 0 totalExercise: $0.35Exp: 2022-11-30→ Common Shares (750,000 underlying) - Exercise/Conversion
Director Stock Option (right to buy)
2022-11-28−750,000→ 0 totalExercise: $0.40Exp: 2023-11-15→ Common Shares (750,000 underlying) - Exercise/Conversion
Common Shares
2022-11-28$0.40/sh+750,000$302,775→ 20,764,112 total - Tax Payment
Common Shares
2022-11-28$0.87/sh−301,283$263,502→ 20,014,112 total - Tax Payment
Common Shares
2022-11-28$0.87/sh−346,154$302,746→ 20,417,958 total
Footnotes (5)
- [F1]Option exercise price reflected was converted from Canadian exercise price of C$0.47 using an exchange rate of C$1.3377 = US$1.00 as reported by the Bank of Canada on November 25, 2022.
- [F2]Sale price of common shares withheld in satisfaction of option exercise price is based on the closing price of the common shares on the Toronto Stock Exchange on November 25, 2022 of C$1.17, which was converted using an exchange rate of C$1.3377 = US$1.00 as reported by the Bank of Canada on November 25, 2022.
- [F3]Option exercise price reflected was converted from Canadian exercise price of C$0.54 using an exchange rate of C$1.3377 = US$1.00 as reported by the Bank of Canada on November 25, 2022.
- [F4]The option, representing a right to purchase a total of 750,000 Common Shares, became exercisable on the issuance date of November 9, 2017.
- [F5]The option, representing a right to purchase a total of 750,000 Common Shares, became exercisable in installments as follows: 50% on May 15, 2019; 25% on November 15, 2019; and 25% on May 15, 2020.
Documents
Issuer
NIOCORP DEVELOPMENTS LTD
CIK 0001512228
Entity typeother
Related Parties
1- filerCIK 0001496772
Filing Metadata
- Form type
- 4
- Filed
- Nov 28, 7:00 PM ET
- Accepted
- Nov 29, 5:23 PM ET
- Size
- 14.8 KB