4//SEC Filing
Smith Mark A. 4
Accession 0001539497-24-002414
CIK 0001512228other
Filed
Nov 12, 7:00 PM ET
Accepted
Nov 13, 4:30 PM ET
Size
10.0 KB
Accession
0001539497-24-002414
Insider Transaction Report
Form 4
Smith Mark A.
DirectorPresident & CEO
Transactions
- Purchase
Common Shares Purchase Warrant (right to buy)
2024-11-13+91,711→ 91,711 totalExercise: $2.07From: 2025-05-14Exp: 2029-11-13→ Common Shares (91,711 underlying) - Purchase
Common Shares
2024-11-13+183,422→ 2,272,018 total - Purchase
Common Shares Purchase Warrant (right to buy)
2024-11-13+183,422→ 183,422 totalExercise: $1.75From: 2024-11-13Exp: 2026-11-13→ Common Shares (183,422 underlying)
Footnotes (3)
- [F1]Exercisable immediately on the issue date.
- [F2]On November 13, 2023, the reporting person purchased 183,422 units (each, a "Unit") from NioCorp Developments Ltd. (the "Issuer") in a private placement. Each Unit consists of one common share, without par value (a "Common Share"), of the Issuer, one warrant to purchase one Common Share (a "Series A Warrant") and one-half of one warrant to purchase one Common Share (together with the series A Warrants, the "Warrants"). The price per Unit was $1.7675, which amount includes $0.125 per Warrant underlying each Unit.
- [F3]Exercisable beginning six months and one day from the issue date on May 14, 2025.
Documents
Issuer
NIOCORP DEVELOPMENTS LTD
CIK 0001512228
Entity typeother
Related Parties
1- filerCIK 0001496772
Filing Metadata
- Form type
- 4
- Filed
- Nov 12, 7:00 PM ET
- Accepted
- Nov 13, 4:30 PM ET
- Size
- 10.0 KB